ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 10,375,219
- Share change
- -147,748
- Total reported value
- $85,277,565
- Price per share
- $8.22
- Number of holders
- 79
- Value change
- -$1,224,265
- Number of buys
- 53
- Number of sells
- 25
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
4.6%
|
2,441,811
|
$20,340,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.2%
|
1,181,029
|
$9,837,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
1.5%
|
804,463
|
$6,701,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
656,664
|
$5,470,000 | — | 31 Mar 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.96%
|
504,226
|
$4,200,000 | — | 31 Mar 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.79%
|
414,178
|
$3,458,000 | — | 31 Mar 2019 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.72%
|
380,401
|
$3,169,000 | — | 31 Mar 2019 | |
| FCA CORP /TX |
13F
|
Company |
0.62%
|
327,864
|
$2,731,000 | — | 31 Mar 2019 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.58%
|
306,549
|
$2,553,000 | — | 31 Mar 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.53%
|
280,270
|
$2,335,000 | — | 31 Mar 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.48%
|
253,452
|
$2,111,000 | — | 31 Mar 2019 | |
| Family Firm, Inc. |
13F
|
Company |
0.44%
|
231,583
|
$1,929,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.41%
|
215,200
|
$1,792,000 | — | 31 Mar 2019 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.4%
|
211,813
|
$1,764,000 | — | 31 Mar 2019 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.39%
|
207,630
|
$1,730,000 | — | 31 Mar 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.31%
|
165,005
|
$1,374,000 | — | 31 Mar 2019 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.27%
|
143,713
|
$1,197,000 | — | 31 Mar 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.24%
|
127,149
|
$1,059,000 | — | 31 Mar 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.21%
|
112,553
|
$937,000 | — | 31 Mar 2019 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.2%
|
107,089
|
$892,000 | — | 31 Mar 2019 | |
| Jaffetilchin Investment Partners, LLC |
13F
|
Company |
0.19%
|
101,519
|
$846,000 | — | 31 Mar 2019 | |
| PECAUT & CO. |
13F
|
Company |
0.17%
|
91,115
|
$759,000 | — | 31 Mar 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.17%
|
88,936
|
$741,000 | — | 31 Mar 2019 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.16%
|
82,677
|
$689,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.14%
|
74,772
|
$623,000 | — | 31 Mar 2019 | |
| Financial Advocates Investment Management |
13F
|
Company |
0.12%
|
60,930
|
$508,000 | — | 31 Mar 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.11%
|
59,433
|
$495,000 | — | 31 Mar 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.11%
|
56,708
|
$472,000 | — | 31 Mar 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.1%
|
52,791
|
$440,000 | — | 31 Mar 2019 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.1%
|
52,684
|
$439,000 | — | 31 Mar 2019 | |
| Harborview Advisors, LLC |
13F
|
Company |
0.09%
|
48,794
|
$406,000 | — | 31 Mar 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
48,776
|
$406,000 | — | 31 Mar 2019 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.09%
|
48,672
|
$405,000 | — | 31 Mar 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.09%
|
47,452
|
$395,000 | — | 31 Mar 2019 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.09%
|
46,867
|
$390,000 | — | 31 Mar 2019 | |
| Curi Capital, LLC |
13F
|
Company |
0.08%
|
44,585
|
$372,000 | — | 31 Mar 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.08%
|
43,951
|
$366,000 | — | 31 Mar 2019 | |
| Weiss Asset Management LP |
13F
|
Company |
0.08%
|
41,600
|
$347,000 | — | 31 Mar 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.08%
|
40,199
|
$334,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.07%
|
34,337
|
$286,000 | — | 31 Mar 2019 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.06%
|
32,836
|
$274,000 | — | 31 Mar 2019 | |
| M&T BANK CORP |
13F
|
Company |
0.06%
|
32,507
|
$271,000 | — | 31 Mar 2019 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.06%
|
32,281
|
$269,000 | — | 31 Mar 2019 | |
| Walleye Trading LLC |
13F
|
Company |
0.06%
|
30,886
|
$257,000 | — | 31 Mar 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.06%
|
29,265
|
$244,000 | — | 31 Mar 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
27,150
|
$225,000 | — | 31 Mar 2019 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.05%
|
26,050
|
$217,000 | — | 31 Mar 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
24,351
|
$203,000 | — | 31 Mar 2019 | |
| Graves Light Lenhart Wealth, Inc. |
13F
|
Company |
0.04%
|
22,894
|
$190,707 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
21,958
|
$183,000 | — | 31 Mar 2019 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q2 2019
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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