How many institutions held RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in Q4 2018?

76 institutional investors reported RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value for Q4 2018. Use the holders table for investor-level position and value details.

ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)

Q: What does CUSIP 780915104 represent in this 13F holders report?

CUSIP 780915104 is the security identifier for RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value used to aggregate holder disclosures.

CUSIP: 780915104

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class: Equity / Common Shares, $0.001 par value
Shares outstanding: 52,569,240
Total 13F shares: 10,588,333
Share change: +1,045,675
Total reported value: $78,633,000
Price per share: $7.42
Number of holders: 76
Value change: +$6,821,640
Number of buys: 47
Number of sells: 37

Quarterly Holders Quick Answers

What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2019
Previous quarter: Q3 2018

Recent filing periods for CUSIP 780915104:

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Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Horizon Kinetics LLC	13F	Company	4.7%	2,483,347	$25,355,000	—	30 Sep 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.7%	887,975	$9,066,000	—	30 Sep 2018	13F
UBS Group AG	13F	Company	1.4%	725,723	$7,410,000	—	30 Sep 2018	13F
MORGAN STANLEY	13F	Company	1.3%	707,653	$7,225,000	—	30 Sep 2018	13F
Advisors Asset Management, Inc.	13F	Company	0.73%	385,846	$3,939,000	—	30 Sep 2018	13F
FCA CORP /TX	13F	Company	0.63%	333,172	$3,402,000	—	30 Sep 2018	13F
FLAGSHIP HARBOR ADVISORS, LLC	13F	Company	0.59%	308,941	$3,126,000	—	30 Sep 2018	13F
First Allied Advisory Services, Inc.	13F	Company	0.56%	294,708	$2,981,000	—	30 Sep 2018	13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F	Company	0.42%	222,615	$2,273,000	—	30 Sep 2018	13F
Advisory Alpha, LLC	13F	Company	0.49%	257,520	$2,215,000	—	30 Sep 2018	13F
BARD ASSOCIATES INC	13F	Company	0.4%	208,655	$2,130,000	—	30 Sep 2018	13F
Family Firm, Inc.	13F	Company	0.38%	200,862	$2,051,000	—	30 Sep 2018	13F
ROYAL BANK OF CANADA	13F	Company	0.37%	193,981	$1,981,000	—	30 Sep 2018	13F
LPL Financial LLC	13F	Company	0.29%	150,997	$1,542,000	—	30 Sep 2018	13F
Mraz, Amerine & Associates, Inc.	13F	Company	0.28%	148,265	$1,514,000	—	30 Sep 2018	13F
FIRST FOUNDATION ADVISORS	13F	Company	0.27%	143,493	$1,465,000	—	30 Sep 2018	13F
Jaffetilchin Investment Partners, LLC	13F	Company	0.26%	138,868	$1,418,000	—	30 Sep 2018	13F
MML INVESTORS SERVICES, LLC	13F	Company	0.22%	117,971	$1,204,000	—	30 Sep 2018	13F
STIFEL FINANCIAL CORP	13F	Company	0.2%	103,054	$1,052,000	—	30 Sep 2018	13F
PECAUT & CO.	13F	Company	0.17%	89,120	$910,000	—	30 Sep 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.17%	88,159	$900,000	—	30 Sep 2018	13F
BROWN ADVISORY INC	13F	Company	0.15%	81,222	$829,000	—	30 Sep 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.15%	78,882	$805,000	—	30 Sep 2018	13F
NORTH STAR ASSET MANAGEMENT INC	13F	Company	0.12%	65,207	$666,000	—	30 Sep 2018	13F
BANK OF MONTREAL /CAN/	13F	Company	0.12%	61,056	$623,000	—	30 Sep 2018	13F
FIRST TRUST ADVISORS LP	13F	Company	0.11%	58,201	$594,000	—	30 Sep 2018	13F
NINE MASTS CAPITAL Ltd	13F	Company	0.11%	56,300	$575,000	—	30 Sep 2018	13F
Cardan Capital Partners, LLC	13F	Company	0.11%	56,007	$572,000	—	30 Sep 2018	13F
Point View Wealth Management, Inc.	13F	Company	0.1%	53,619	$547,000	—	30 Sep 2018	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.1%	53,303	$544,000	—	30 Sep 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.1%	50,368	$514,000	—	30 Sep 2018	13F
Moloney Securities Asset Management, LLC	13F	Company	0.09%	49,189	$502,000	—	30 Sep 2018	13F
D.A. DAVIDSON & CO.	13F	Company	0.09%	46,495	$475,000	—	30 Sep 2018	13F
IFP Advisors, Inc	13F	Company	0.09%	44,995	$459,000	—	30 Sep 2018	13F
Institute for Wealth Management, LLC.	13F	Company	0.07%	38,700	$396,000	—	30 Sep 2018	13F
Advisor Group, Inc.	13F	Company	0.07%	37,788	$385,000	—	30 Sep 2018	13F
Harborview Advisors, LLC	13F	Company	0.07%	36,916	$377,000	—	30 Sep 2018	13F
Claraphi Advisory Network, LLC	13F	Company	0.07%	34,502	$352,000	—	30 Sep 2018	13F
M&T BANK CORP	13F	Company	0.06%	32,458	$331,000	—	30 Sep 2018	13F
Shaker Financial Services, LLC	13F	Company	0.06%	32,104	$328,000	—	30 Sep 2018	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.06%	31,903	$326,000	—	30 Sep 2018	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.06%	31,617	$323,000	—	30 Sep 2018	13F
SHEPHERD KAPLAN KROCHUK, LLC	13F	Company	0.06%	29,000	$296,000	—	30 Sep 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.05%	27,073	$276,000	—	30 Sep 2018	13F
CITIGROUP INC	13F	Company	0.05%	26,363	$269,000	—	30 Sep 2018	13F
JANE STREET GROUP, LLC	13F	Company	0.05%	26,196	$267,000	—	30 Sep 2018	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.05%	24,979	$255,000	—	30 Sep 2018	13F
BANK OF NOVA SCOTIA	13F	Company	0.04%	21,841	$223,000	—	30 Sep 2018	13F
Janney Montgomery Scott LLC	13F	Company	0.04%	18,606	$190,000	—	30 Sep 2018	13F
BAR HARBOR TRUST SERVICES	13F	Company	0.04%	18,592	$190,000	—	30 Sep 2018	13F

Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q4 2018

As of 31 Dec 2018, ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) was held by 76 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 10,588,333 shares. The largest 10 holders included Horizon Kinetics LLC, WELLS FARGO & COMPANY/MN, UBS Group AG, MORGAN STANLEY, Advisors Asset Management, Inc., First Allied Advisory Services, Inc., PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., FCA CORP /TX, FLAGSHIP HARBOR ADVISORS, LLC, and Family Firm, Inc.. This page lists 76 institutional shareholders reporting positions in this security for the Q4 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

Q4 2018 holders

Holder diff

Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 Value $	Q4 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.