How many institutions held RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in Q3 2017?

64 institutional investors reported RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value for Q3 2017. Use the holders table for investor-level position and value details.

ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)

Q: What does CUSIP 780915104 represent in this 13F holders report?

CUSIP 780915104 is the security identifier for RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value used to aggregate holder disclosures.

CUSIP: 780915104

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class: Equity / Common Shares, $0.001 par value
Shares outstanding: 52,569,240
Total 13F shares: 11,080,970
Share change: -113,904
Total reported value: $103,940,000
Price per share: $9.38
Number of holders: 64
Value change: -$974,081
Number of buys: 40
Number of sells: 29

Quarterly Holders Quick Answers

What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2017
Previous quarter: Q2 2017

Recent filing periods for CUSIP 780915104:

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Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Horizon Kinetics LLC	13F	Company	5.6%	2,965,348	$25,650,000	—	30 Jun 2017	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.5%	767,311	$6,637,000	—	30 Jun 2017	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	1.5%	767,098	$6,635,000	—	30 Jun 2017	13F
MORGAN STANLEY	13F	Company	1.3%	698,793	$6,045,000	—	30 Jun 2017	13F
Oxbow Advisors, LLC	13F	Company	1.2%	614,178	$5,313,000	—	30 Jun 2017	13F
UBS Group AG	13F	Company	1.1%	574,458	$4,969,000	—	30 Jun 2017	13F
CORNERSTONE ADVISORS INC	13F	Company	0.96%	505,960	$4,377,000	—	30 Jun 2017	13F
Shaker Financial Services, LLC	13F	Company	0.9%	475,462	$4,113,000	—	30 Jun 2017	13F
FCA CORP /TX	13F	Company	0.63%	332,128	$2,873,000	—	30 Jun 2017	13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F	Company	0.6%	317,412	$2,746,000	—	30 Jun 2017	13F
BARD ASSOCIATES INC	13F	Company	0.47%	245,940	$2,127,000	—	30 Jun 2017	13F
FLAGSHIP HARBOR ADVISORS, LLC	13F	Company	0.44%	232,338	$2,029,000	—	30 Jun 2017	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.4%	208,607	$1,804,000	—	30 Jun 2017	13F
Family Firm, Inc.	13F	Company	0.37%	195,468	$1,691,000	—	30 Jun 2017	13F
1607 Capital Partners, LLC	13F	Company	0.3%	155,601	$1,346,000	—	30 Jun 2017	13F
Mraz, Amerine & Associates, Inc.	13F	Company	0.28%	145,920	$1,262,000	—	30 Jun 2017	13F
FIRST FOUNDATION ADVISORS	13F	Company	0.24%	128,362	$1,110,000	—	30 Jun 2017	13F
ROYAL BANK OF CANADA	13F	Company	0.24%	127,230	$1,101,000	—	30 Jun 2017	13F
First Allied Advisory Services, Inc.	13F	Company	0.24%	125,074	$1,082,000	—	30 Jun 2017	13F
FIDUCIARY COUNSELLING INC	13F	Company	0.21%	111,968	$969,000	—	30 Jun 2017	13F
DOLIVER ADVISORS, LP	13F	Company	0.19%	98,816	$855,000	—	30 Jun 2017	13F
LPL Financial LLC	13F	Company	0.18%	94,631	$819,000	—	30 Jun 2017	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.17%	90,326	$781,000	—	30 Jun 2017	13F
STIFEL FINANCIAL CORP	13F	Company	0.17%	87,824	$758,000	—	30 Jun 2017	13F
BROWN ADVISORY INC	13F	Company	0.16%	82,802	$716,000	—	30 Jun 2017	13F
PECAUT & CO.	13F	Company	0.15%	79,715	$690,000	—	30 Jun 2017	13F
NORTH STAR ASSET MANAGEMENT INC	13F	Company	0.13%	70,509	$610,000	—	30 Jun 2017	13F
Point View Wealth Management, Inc.	13F	Company	0.13%	66,969	$579,000	—	30 Jun 2017	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.12%	62,534	$541,000	—	30 Jun 2017	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.11%	58,881	$509,000	—	30 Jun 2017	13F
BAR HARBOR TRUST SERVICES	13F	Company	0.1%	53,257	$461,000	—	30 Jun 2017	13F
Jaffetilchin Investment Partners, LLC	13F	Company	0.1%	53,216	$460,000	—	30 Jun 2017	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.09%	45,461	$393,000	—	30 Jun 2017	13F
D.A. DAVIDSON & CO.	13F	Company	0.08%	41,246	$356,000	—	30 Jun 2017	13F
SG Americas Securities, LLC	13F	Company	0.08%	40,407	$350,000	—	30 Jun 2017	13F
Institute for Wealth Management, LLC.	13F	Company	0.08%	39,496	$340,000	—	30 Jun 2017	13F
BANK OF MONTREAL /CAN/	13F	Company	0.07%	36,547	$316,000	—	30 Jun 2017	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.07%	35,304	$305,000	—	30 Jun 2017	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.06%	33,443	$289,000	—	30 Jun 2017	13F
M&T BANK CORP	13F	Company	0.06%	32,420	$281,000	—	30 Jun 2017	13F
SHEPHERD KAPLAN KROCHUK, LLC	13F	Company	0.06%	29,000	$251,000	—	30 Jun 2017	13F
Cardan Capital Partners, LLC	13F	Company	0.05%	27,098	$234,000	—	30 Jun 2017	13F
IFP Advisors, Inc	13F	Company	0.05%	25,433	$220,000	—	30 Jun 2017	13F
Advisor Group, Inc.	13F	Company	0.05%	24,612	$212,000	—	30 Jun 2017	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.04%	21,303	$184,000	—	30 Jun 2017	13F
Matisse Capital	13F	Company	0.03%	17,047	$147,000	—	30 Jun 2017	13F
AE Wealth Management LLC	13F	Company	0.03%	16,821	$146,000	—	30 Jun 2017	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.03%	14,177	$123,000	—	30 Jun 2017	13F
Commonwealth Equity Services, Inc	13F	Company	0.03%	13,261	$115,000	—	30 Jun 2017	13F
Moloney Securities Asset Management, LLC	13F	Company	0.02%	12,875	$111,000	—	30 Jun 2017	13F

Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q3 2017

As of 30 Sep 2017, ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) was held by 64 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 11,080,970 shares. The largest 10 holders included Horizon Kinetics LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, CORNERSTONE ADVISORS INC, MORGAN STANLEY, UBS Group AG, Shaker Financial Services, LLC, WELLS FARGO & COMPANY/MN, FCA CORP /TX, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., and BARD ASSOCIATES INC. This page lists 64 institutional shareholders reporting positions in this security for the Q3 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders

Q3 2017 holders

Holder diff

Investor	Q2 2017 Shares	Q3 2017 Shares	Share Diff	Share Chg %	Q2 2017 Value $	Q3 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.