ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q1 2015 13F Holders as of 31 Mar 2015
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 7,336,346
- Share change
- -244,396
- Total reported value
- $71,821,683
- Price per share
- $9.79
- Number of holders
- 62
- Value change
- -$2,400,939
- Number of buys
- 35
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.7%
|
1,918,810
|
$19,341,000 | — | 31 Dec 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2%
|
1,027,610
|
$10,358,000 | — | 31 Dec 2014 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
645,690
|
$6,509,000 | — | 31 Dec 2014 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.92%
|
485,213
|
$4,891,000 | — | 31 Dec 2014 | |
| Weiss Asset Management LP |
13F
|
Company |
0.64%
|
335,005
|
$3,377,000 | — | 31 Dec 2014 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.49%
|
256,262
|
$2,583,000 | — | 31 Dec 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.47%
|
249,491
|
$2,515,000 | — | 31 Dec 2014 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.42%
|
218,702
|
$2,205,000 | — | 31 Dec 2014 | |
| Family Firm, Inc. |
13F
|
Company |
0.41%
|
215,472
|
$2,172,000 | — | 31 Dec 2014 | |
| FCA CORP /TX |
13F
|
Company |
0.28%
|
144,667
|
$1,458,000 | — | 31 Dec 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.24%
|
126,863
|
$1,279,000 | — | 31 Dec 2014 | |
| FIDUCIARY COUNSELLING INC |
13F
|
Company |
0.24%
|
124,296
|
$1,253,000 | — | 31 Dec 2014 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.22%
|
117,538
|
$1,185,000 | — | 31 Dec 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.22%
|
116,344
|
$1,172,000 | — | 31 Dec 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.17%
|
90,824
|
$915,000 | — | 31 Dec 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.17%
|
89,533
|
$904,000 | — | 31 Dec 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.16%
|
84,957
|
$856,000 | — | 31 Dec 2014 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.16%
|
83,094
|
$838,000 | — | 31 Dec 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.16%
|
81,511
|
$822,000 | — | 31 Dec 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.14%
|
71,470
|
$720,418 | — | 31 Dec 2014 | |
| Parsec Financial Management, Inc. |
13F
|
Company |
0.12%
|
64,844
|
$654,000 | — | 31 Dec 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
60,550
|
$610,000 | — | 31 Dec 2014 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.11%
|
56,880
|
$573,000 | — | 31 Dec 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.11%
|
56,464
|
$569,000 | — | 31 Dec 2014 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.1%
|
51,173
|
$516,000 | — | 31 Dec 2014 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.09%
|
47,781
|
$482,000 | — | 31 Dec 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.09%
|
47,296
|
$477,000 | — | 31 Dec 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.09%
|
45,874
|
$462,000 | — | 31 Dec 2014 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.08%
|
41,880
|
$422,000 | — | 31 Dec 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.06%
|
33,897
|
$341,000 | — | 31 Dec 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.06%
|
31,386
|
$316,000 | — | 31 Dec 2014 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.06%
|
30,925
|
$312,000 | — | 31 Dec 2014 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.06%
|
28,987
|
$292,000 | — | 31 Dec 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.05%
|
26,584
|
$268,000 | — | 31 Dec 2014 | |
| NAPLES GLOBAL ADVISORS, LLC |
13F
|
Company |
0.05%
|
25,267
|
$255,000 | — | 31 Dec 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
22,984
|
$232,000 | — | 31 Dec 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.04%
|
20,802
|
$210,000 | — | 31 Dec 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.03%
|
17,807
|
$179,000 | — | 31 Dec 2014 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.03%
|
17,540
|
$177,000 | — | 31 Dec 2014 | |
| USCA RIA LLC |
13F
|
Company |
0.03%
|
17,056
|
$172,000 | — | 31 Dec 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.02%
|
12,096
|
$122,000 | — | 31 Dec 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.02%
|
11,281
|
$113,712 | — | 31 Dec 2014 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.02%
|
11,000
|
$111,000 | — | 31 Dec 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.02%
|
11,000
|
$111,000 | — | 31 Dec 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
0.01%
|
7,688
|
$75,957 | — | 31 Dec 2014 | |
| Glassman Wealth Services |
13F
|
Company |
0.01%
|
6,170
|
$63,000 | — | 31 Dec 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
6,210
|
$62,000 | — | 31 Dec 2014 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.01%
|
4,580
|
$46,000 | — | 31 Dec 2014 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0.01%
|
3,370
|
$34,000 | — | 31 Dec 2014 | |
| STANCORP INVESTMENT ADVISERS INC |
13F
|
Company |
0.01%
|
2,900
|
$29,000 | — | 31 Dec 2014 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q1 2015
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2015 vs Q4 2014 Across Filers
| Investor | Q4 2014 Shares | Q1 2015 Shares | Share Diff | Share Chg % | Q4 2014 Value $ | Q1 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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