Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 962,837
- Share change
- -61,425
- Total reported value
- $14,879,270
- Price per share
- $15.45
- Number of holders
- 34
- Value change
- -$889,477
- Number of buys
- 7
- Number of sells
- 17
Report period
Q3 2021
Institutions
34
Top holders
10
RGT full security history
Newer quarter: Q4 2021
Previous quarter: Q2 2021
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.3%
|
324,413
|
$4,860,000 | — | 30 Jun 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
1.9%
|
114,638
|
$1,717,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.7%
|
102,172
|
$1,531,000 | — | 30 Jun 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.4%
|
89,110
|
$1,335,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.94%
|
57,909
|
$867,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.77%
|
47,615
|
$713,000 | — | 30 Jun 2021 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.58%
|
36,078
|
$540,000 | — | 30 Jun 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.49%
|
30,109
|
$451,000 | — | 30 Jun 2021 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.46%
|
28,195
|
$422,000 | — | 30 Jun 2021 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.37%
|
22,948
|
$344,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.37%
|
22,778
|
$341,000 | — | 30 Jun 2021 | |
| Atlantic Union Bankshares Corp |
13F
|
Company |
0.36%
|
22,281
|
$334,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.28%
|
17,477
|
$262,000 | — | 30 Jun 2021 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.26%
|
15,959
|
$239,000 | — | 30 Jun 2021 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.24%
|
14,985
|
$224,000 | — | 30 Jun 2021 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.22%
|
13,286
|
$199,000 | — | 30 Jun 2021 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
0.21%
|
12,903
|
$193,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.2%
|
12,618
|
$189,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.19%
|
11,888
|
$178,000 | — | 30 Jun 2021 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.17%
|
10,327
|
$155,000 | — | 30 Jun 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.05%
|
3,150
|
$52,000 | — | 30 Jun 2021 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.04%
|
2,550
|
$38,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.04%
|
2,352
|
$35,000 | — | 30 Jun 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0.03%
|
1,992
|
$29,000 | — | 30 Jun 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.03%
|
1,894
|
$28,000 | — | 30 Jun 2021 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.03%
|
1,865
|
$28,000 | — | 30 Jun 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
850
|
$13,000 | — | 30 Jun 2021 | |
| Parisi Gray Wealth Management |
13F
|
Company |
0.01%
|
678
|
$10,000 | — | 30 Jun 2021 | |
| Strategic Blueprint, LLC |
13F
|
Company |
0.01%
|
381
|
$6,000 | — | 30 Jun 2021 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
138
|
$2,000 | — | 30 Jun 2021 | |
| Sargent Bickham Lagudis LLC |
13F
|
Company |
0%
|
125
|
$2,000 | — | 30 Jun 2021 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0%
|
106
|
$2,000 | — | 30 Jun 2021 | |
| Spire Wealth Management |
13F
|
Company |
0%
|
74
|
$1,000 | — | 30 Jun 2021 | |
| McIlrath & Eck, LLC |
13F
|
Company |
0%
|
61
|
$1,000 | — | 30 Jun 2021 | |
| G. Peter Obrien |
3/4/5
|
Director |
—
class O/S missing
|
1,701
|
$15,054 | — | 23 Jul 2021 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q3 2021
As of 30 Sep 2021,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
962,837 shares.
The largest 10 holders included
MORGAN STANLEY, STIFEL FINANCIAL CORP, RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, Raymond James Financial Services Advisors, Inc., ROTHSCHILD INVESTMENT CORP /IL, D.A. DAVIDSON & CO., BLAIR WILLIAM & CO/IL, 1776 Wealth LLC, and WELLS FARGO & COMPANY/MN.
This page lists
34
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
33
Q3 2021 holders
34
Holder diff
1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.