Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 1,074,351
- Share change
- -190,785
- Total reported value
- $15,279,595
- Price per share
- $14.22
- Number of holders
- 38
- Value change
- -$2,340,774
- Number of buys
- 18
- Number of sells
- 16
Report period
Q1 2021
Institutions
38
Top holders
10
RGT full security history
Newer quarter: Q2 2021
Previous quarter: Q4 2020
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.4%
|
331,144
|
$4,424,000 | — | 31 Dec 2020 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
3%
|
185,397
|
$2,476,000 | — | 31 Dec 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.5%
|
94,973
|
$1,269,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.3%
|
79,245
|
$1,059,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.91%
|
56,222
|
$751,000 | — | 31 Dec 2020 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.9%
|
55,525
|
$742,000 | — | 31 Dec 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.89%
|
54,851
|
$733,000 | — | 31 Dec 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.77%
|
47,539
|
$635,000 | — | 31 Dec 2020 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.65%
|
40,000
|
$534,000 | — | 31 Dec 2020 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.58%
|
36,078
|
$482,000 | — | 31 Dec 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.55%
|
33,744
|
$450,000 | — | 31 Dec 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.49%
|
30,164
|
$403,000 | — | 31 Dec 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.48%
|
29,915
|
$400,000 | — | 31 Dec 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.48%
|
29,758
|
$398,000 | — | 31 Dec 2020 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.46%
|
28,195
|
$377,000 | — | 31 Dec 2020 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.37%
|
23,059
|
$308,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.32%
|
19,714
|
$264,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.32%
|
19,705
|
$263,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0.29%
|
17,813
|
$238,000 | — | 31 Dec 2020 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.24%
|
14,985
|
$200,000 | — | 31 Dec 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.23%
|
14,091
|
$188,000 | — | 31 Dec 2020 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.18%
|
10,883
|
$145,000 | — | 31 Dec 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.04%
|
2,527
|
$34,000 | — | 31 Dec 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
0.03%
|
1,994
|
$27,000 | — | 31 Dec 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.03%
|
1,894
|
$27,000 | — | 31 Dec 2020 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.03%
|
1,865
|
$25,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.02%
|
1,108
|
$14,000 | — | 31 Dec 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
927
|
$12,000 | — | 31 Dec 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
850
|
$11,000 | — | 31 Dec 2020 | |
| SVB WEALTH LLC |
13F
|
Company |
0.01%
|
381
|
$5,000 | — | 31 Dec 2020 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
305
|
$4,000 | — | 31 Dec 2020 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0%
|
106
|
$1,000 | — | 31 Dec 2020 | |
| Archer Investment Corp |
13F
|
Company |
0%
|
89
|
$1,189 | — | 31 Dec 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0%
|
71
|
$1,000 | — | 31 Dec 2020 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
66
|
$1,000 | — | 31 Dec 2020 | |
| Sargent Bickham Lagudis LLC |
13F
|
Company |
0%
|
64
|
$1,000 | — | 31 Dec 2020 | |
| Oder Investment Management, LLC |
13F
|
Company |
0%
|
62
|
$1,000 | — | 31 Dec 2020 | |
| McIlrath & Eck, LLC |
13F
|
Company |
0%
|
61
|
$1,000 | — | 31 Dec 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
46
|
$1,000 | — | 31 Dec 2020 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q1 2021
As of 31 Mar 2021,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,074,351 shares.
The largest 10 holders included
MORGAN STANLEY, WOLVERINE ASSET MANAGEMENT LLC, RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, Kingsview Wealth Management, LLC, Raymond James Financial Services Advisors, Inc., ROTHSCHILD INVESTMENT CORP /IL, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Shaker Financial Services, LLC, and D.A. DAVIDSON & CO..
This page lists
38
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
36
Q1 2021 holders
38
Holder diff
2
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.