Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 4,766,189
- Share change
- +245,597
- Total reported value
- $58,521,000
- Price per share
- $12.28
- Number of holders
- 40
- Value change
- +$3,074,236
- Number of buys
- 11
- Number of sells
- 22
Report period
Q3 2020
Institutions
40
Top holders
10
RGT full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
23%
|
1,443,110
|
$16,697,000 | — | 30 Jun 2020 | |
| Bulldog Investors, LLP |
13F
|
Company |
10%
|
640,301
|
$7,408,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
8.9%
|
546,895
|
$6,328,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
7.4%
|
457,101
|
$5,289,000 | — | 30 Jun 2020 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
5.1%
|
316,195
|
$3,658,000 | — | 30 Jun 2020 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
3.5%
|
218,959
|
$2,533,000 | — | 30 Jun 2020 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
1.5%
|
92,453
|
$1,070,000 | — | 30 Jun 2020 | |
| Proficio Capital Partners LLC |
13F
|
Company |
1.3%
|
82,601
|
$956,000 | — | 30 Jun 2020 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
1.2%
|
73,339
|
$850,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
65,064
|
$753,000 | — | 30 Jun 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.95%
|
58,536
|
$677,000 | — | 30 Jun 2020 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.81%
|
50,067
|
$579,000 | — | 30 Jun 2020 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.78%
|
48,159
|
$557,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.74%
|
45,939
|
$532,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.73%
|
45,116
|
$521,000 | — | 30 Jun 2020 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.65%
|
40,098
|
$464,000 | — | 30 Jun 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.48%
|
29,888
|
$346,000 | — | 30 Jun 2020 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.46%
|
28,195
|
$326,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.41%
|
25,175
|
$291,000 | — | 30 Jun 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.39%
|
24,269
|
$281,000 | — | 30 Jun 2020 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.37%
|
22,589
|
$261,000 | — | 30 Jun 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.35%
|
21,923
|
$254,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.32%
|
19,993
|
$231,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.29%
|
17,863
|
$206,000 | — | 30 Jun 2020 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.25%
|
15,525
|
$180,000 | — | 30 Jun 2020 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.24%
|
14,985
|
$173,000 | — | 30 Jun 2020 | |
| CSS LLC/IL |
13F
|
Company |
0.19%
|
11,752
|
$136,000 | — | 30 Jun 2020 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.18%
|
10,849
|
$126,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.17%
|
10,788
|
$125,000 | — | 30 Jun 2020 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.17%
|
10,410
|
$120,000 | — | 30 Jun 2020 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.14%
|
8,400
|
$97,000 | — | 30 Jun 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.09%
|
5,713
|
$64,000 | — | 30 Jun 2020 | |
| 1776 Wealth LLC |
13F
|
Company |
0.09%
|
5,330
|
$61,000 | — | 30 Jun 2020 | |
| Atlas Private Wealth Advisors |
13F
|
Company |
0.07%
|
4,261
|
$49,000 | — | 30 Jun 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.06%
|
3,567
|
$41,000 | — | 30 Jun 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
0.03%
|
1,832
|
$21,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.02%
|
1,320
|
$15,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
850
|
$10,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.01%
|
634
|
$7,000 | — | 30 Jun 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
325
|
$4,000 | — | 30 Jun 2020 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
305
|
$4,000 | — | 30 Jun 2020 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0%
|
106
|
$1,000 | — | 30 Jun 2020 | |
| Archer Investment Corp |
13F
|
Company |
0%
|
89
|
$1,030 | — | 30 Jun 2020 | |
| HARBOR INVESTMENT ADVISORY, LLC |
13F
|
Company |
0%
|
77
|
$1,000 | — | 30 Jun 2020 | |
| McIlrath & Eck, LLC |
13F
|
Company |
0%
|
61
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q3 2020
As of 30 Sep 2020,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,766,189 shares.
The largest 10 holders included
Saba Capital Management, L.P., Bulldog Investors, LLC, RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, PRIVATE MANAGEMENT GROUP INC, BOOTHBAY FUND MANAGEMENT, LLC, Zuckerman Investment Group, LLC, Proficio Capital Partners LLC, and BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC.
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
44
Q3 2020 holders
40
Holder diff
-4
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.