Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 3,593,149
- Share change
- -64,512
- Total reported value
- $39,417,000
- Price per share
- $10.97
- Number of holders
- 47
- Value change
- -$685,020
- Number of buys
- 13
- Number of sells
- 27
Report period
Q1 2018
Institutions
47
Top holders
10
RGT full security history
Newer quarter: Q2 2018
Previous quarter: Q4 2017
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
13%
|
825,902
|
$8,931,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
8.2%
|
506,064
|
$5,473,000 | — | 31 Dec 2017 | |
| Matisse Capital |
13F
|
Company |
4.8%
|
294,055
|
$3,180,000 | — | 31 Dec 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.8%
|
233,776
|
$2,528,000 | — | 31 Dec 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
3.4%
|
208,691
|
$2,256,000 | — | 31 Dec 2017 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
2.8%
|
170,888
|
$1,848,000 | — | 31 Dec 2017 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2.5%
|
156,178
|
$1,689,000 | — | 31 Dec 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
1.7%
|
107,105
|
$1,158,000 | — | 31 Dec 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
1.7%
|
105,133
|
$1,136,000 | — | 31 Dec 2017 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
1.5%
|
91,545
|
$990,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.5%
|
90,329
|
$977,000 | — | 31 Dec 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.4%
|
86,428
|
$934,000 | — | 31 Dec 2017 | |
| Proficio Capital Partners LLC |
13F
|
Company |
1.2%
|
76,130
|
$823,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.2%
|
71,399
|
$772,000 | — | 31 Dec 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.99%
|
61,379
|
$664,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.88%
|
54,055
|
$584,000 | — | 31 Dec 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.83%
|
51,050
|
$552,000 | — | 31 Dec 2017 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.81%
|
49,863
|
$539,000 | — | 31 Dec 2017 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.77%
|
47,692
|
$516,000 | — | 31 Dec 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.71%
|
43,842
|
$472,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.67%
|
41,351
|
$447,000 | — | 31 Dec 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.65%
|
40,124
|
$434,000 | — | 31 Dec 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.64%
|
39,332
|
$425,000 | — | 31 Dec 2017 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.49%
|
30,068
|
$325,000 | — | 31 Dec 2017 | |
| 6 Meridian |
13F
|
Company |
0.37%
|
22,564
|
$244,000 | — | 31 Dec 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.33%
|
20,687
|
$224,000 | — | 31 Dec 2017 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.28%
|
16,996
|
$184,000 | — | 31 Dec 2017 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.25%
|
15,702
|
$170,000 | — | 31 Dec 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.22%
|
13,536
|
$146,000 | — | 31 Dec 2017 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.21%
|
12,751
|
$138,000 | — | 31 Dec 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.21%
|
12,693
|
$137,000 | — | 31 Dec 2017 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.2%
|
12,430
|
$134,000 | — | 31 Dec 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.2%
|
12,175
|
$134,000 | — | 31 Dec 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.18%
|
10,957
|
$118,000 | — | 31 Dec 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.07%
|
4,243
|
$45,000 | — | 31 Dec 2017 | |
| Sandy Spring Bank |
13F
|
Company |
0.07%
|
4,161
|
$45,000 | — | 31 Dec 2017 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.07%
|
4,043
|
$44,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
3,011
|
$33,000 | — | 31 Dec 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.04%
|
2,620
|
$28,000 | — | 31 Dec 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.02%
|
1,444
|
$16,000 | — | 31 Dec 2017 | |
| THOMPSON SIEGEL & WALMSLEY LLC |
13F
|
Company |
0.02%
|
1,190
|
$13,000 | — | 31 Dec 2017 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.01%
|
877
|
$9,000 | — | 31 Dec 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
820
|
$9,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
600
|
$6,000 | — | 31 Dec 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
322
|
$3,000 | — | 31 Dec 2017 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0%
|
284
|
$3,000 | — | 31 Dec 2017 | |
| Hudock, Inc. |
13F
|
Company |
0%
|
243
|
$2,000 | — | 31 Dec 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
234
|
$3,000 | — | 31 Dec 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
181
|
$2,000 | — | 31 Dec 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0%
|
174
|
$2,000 | — | 31 Dec 2017 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q1 2018
As of 31 Mar 2018,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
47 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,593,149 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, Saba Capital Management, L.P., 1607 Capital Partners, LLC, CORNERSTONE ADVISORS INC, PRIVATE MANAGEMENT GROUP INC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Matisse Capital, OPPENHEIMER & CO INC, and Zuckerman Investment Group, LLC.
This page lists
47
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
52
Q1 2018 holders
47
Holder diff
-5
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.