Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 2,587,219
- Share change
- +665,121
- Total reported value
- $23,222,604
- Price per share
- $8.98
- Number of holders
- 61
- Value change
- +$5,987,079
- Number of buys
- 23
- Number of sells
- 28
Report period
Q1 2014
Institutions
61
Top holders
10
RGT full security history
Newer quarter: Q2 2014
Previous quarter: Q4 2013
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners, LLC |
13F
|
Company |
4.6%
|
284,544
|
$2,530,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
4.2%
|
259,857
|
$2,311,000 | — | 31 Dec 2013 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
4.1%
|
253,701
|
$2,255,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
2.3%
|
141,269
|
$1,256,000 | — | 31 Dec 2013 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.1%
|
129,801
|
$1,154,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.9%
|
115,113
|
$1,023,000 | — | 31 Dec 2013 | |
| Diversified Trust Co |
13F
|
Company |
1.6%
|
101,364
|
$901,000 | — | 31 Dec 2013 | |
| VSR Financial Services, Inc. |
13F
|
Company |
1.4%
|
84,319
|
$750,000 | — | 31 Dec 2013 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.97%
|
60,184
|
$535,000 | — | 31 Dec 2013 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.86%
|
52,888
|
$470,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.7%
|
43,106
|
$383,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.61%
|
37,930
|
$337,000 | — | 31 Dec 2013 | |
| FCA CORP /TX |
13F
|
Company |
0.55%
|
33,669
|
$299,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.49%
|
30,390
|
$270,000 | — | 31 Dec 2013 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.42%
|
26,135
|
$232,000 | — | 31 Dec 2013 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.42%
|
26,066
|
$232,000 | — | 31 Dec 2013 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.4%
|
24,983
|
$222,000 | — | 31 Dec 2013 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.4%
|
24,826
|
$219,000 | — | 31 Dec 2013 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.39%
|
24,290
|
$216,000 | — | 31 Dec 2013 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.35%
|
21,790
|
$187,000 | — | 31 Dec 2013 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.35%
|
21,313
|
$190,000 | — | 31 Dec 2013 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.31%
|
19,439
|
$173,000 | — | 31 Dec 2013 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.3%
|
18,584
|
$165,000 | — | 31 Dec 2013 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.28%
|
17,594
|
$156,000 | — | 31 Dec 2013 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.28%
|
17,393
|
$155,000 | — | 31 Dec 2013 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.27%
|
16,534
|
$147,000 | — | 31 Dec 2013 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.25%
|
15,702
|
$136,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.25%
|
15,580
|
$139,000 | — | 31 Dec 2013 | |
| McAdams Wright Ragen, Inc. |
13F
|
Company |
0.24%
|
14,924
|
$132,000 | — | 31 Dec 2013 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.23%
|
14,030
|
$125,000 | — | 31 Dec 2013 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.22%
|
13,430
|
$119,000 | — | 31 Dec 2013 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.21%
|
13,138
|
$116,000 | — | 31 Dec 2013 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.2%
|
12,242
|
$109,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
0.11%
|
6,582
|
$59,000 | — | 31 Dec 2013 | |
| MSI Financial Services Inc |
13F
|
Company |
0.08%
|
4,998
|
$44,000 | — | 31 Dec 2013 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.07%
|
4,614
|
$41,000 | — | 31 Dec 2013 | |
| People's United Financial, Inc. |
13F
|
Company |
0.06%
|
3,725
|
$33,000 | — | 31 Dec 2013 | |
| FineMark National Bank & Trust |
13F
|
Company |
0.04%
|
2,375
|
$21,000 | — | 31 Dec 2013 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
2,329
|
$20,000 | — | 31 Dec 2013 | |
| Creative Planning |
13F
|
Company |
0.03%
|
1,850
|
$16,000 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
1,823
|
$16,000 | — | 31 Dec 2013 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.03%
|
1,686
|
$15,000 | — | 31 Dec 2013 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.02%
|
1,194
|
$11,000 | — | 31 Dec 2013 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.02%
|
927
|
$8,000 | — | 31 Dec 2013 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.01%
|
917
|
$8,000 | — | 31 Dec 2013 | |
| CENTRAL TRUST Co |
13F
|
Company |
0.01%
|
617
|
$5,000 | — | 31 Dec 2013 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
0.01%
|
544
|
$5,000 | — | 31 Dec 2013 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.01%
|
542
|
$5,000 | — | 31 Dec 2013 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0.01%
|
513
|
$5,000 | — | 31 Dec 2013 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
462
|
$4,106 | — | 31 Dec 2013 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q1 2014
As of 31 Mar 2014,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
61 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,587,219 shares.
The largest 10 holders included
FIRST MANHATTAN CO, MORGAN STANLEY, Relative Value Partners, LLC, LAZARD ASSET MANAGEMENT LLC, RAYMOND JAMES & ASSOCIATES, UBS AG, COHEN & STEERS INC, DOLIVER CAPITAL ADVISORS, INC., VSR Financial Services, Inc., and WELLS FARGO & COMPANY/MN.
This page lists
61
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
59
Q1 2014 holders
61
Holder diff
2
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.