Security key
77467X101
Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF)
CUSIP: 77467X101
Q3 2025 13F Holders as of 30 Sep 2025
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 9,343,865
- Total 13F shares
- 2,603,106
- Share change
- -244,838
- Total reported value
- $4,138,969
- Price per share
- $1.59
- Number of holders
- 23
- Value change
- -$363,740
- Number of buys
- 7
- Number of sells
- 10
Report period
Q3 2025
Institutions
23
Top holders
10
RMCF full security history
Newer quarter: Q4 2025
Previous quarter: Q2 2025
Rocky Mountain Chocolate Factory, Inc. SEC filings
Rocky Mountain Chocolate Factory, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 77467X101
Recent filing periods:
Top shareholders of RMCF - Rocky Mountain Chocolate Factory, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bradley Louis Radoff |
3/4/5
13D/G
|
10%+ Owner · Radoff Bradley Louis |
4.6%
from 13D/G
|
749,965
|
$2,939,827 | — | 23 Oct 2024 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
13D/G
|
Company |
4.2%
from 13D/G
|
302,147
|
$426,027 | — | 30 Jun 2025 | |
| FMR LLC |
13D/G
|
— |
0.01%
|
669
|
$890 | $0 | 31 Mar 2025 | |
| GLOBAL VALUE INVESTMENT CORP. |
13F
|
Company |
19%
|
1,777,606
|
$2,541,651 | — | 30 Jun 2025 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.1%
|
198,063
|
$283,230 | — | 30 Jun 2025 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
125,514
|
$176,975 | — | 30 Jun 2025 | |
| WEALTHEDGE INVESTMENT ADVISORS, LLC |
13F
|
Company |
1.3%
|
120,442
|
$172,232 | — | 30 Jun 2025 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.1%
|
101,326
|
$144,896 | — | 30 Jun 2025 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.55%
|
51,447
|
$73,588 | — | 30 Jun 2025 | |
| Leverty Financial Group, LLC |
13F
|
Company |
0.43%
|
40,371
|
$56,923 | — | 30 Jun 2025 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.26%
|
24,566
|
$35,129 | — | 30 Jun 2025 | |
| Allworth Financial LP |
13F
|
Company |
0.25%
|
23,500
|
$33,605 | — | 30 Jun 2025 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.2%
|
18,485
|
$26,434 | — | 30 Jun 2025 | |
| CacheTech Inc. |
13F
|
Company |
0.19%
|
17,740
|
$25,368 | — | 30 Jun 2025 | |
| Salvus Wealth Management, LLC |
13F
|
Company |
0.16%
|
15,395
|
$21,707 | — | 30 Jun 2025 | |
| 4WEALTH ADVISORS, INC. |
13F
|
Company |
0.15%
|
14,215
|
$20,327 | — | 30 Jun 2025 | |
| Redmond Asset Management, LLC |
13F
|
Company |
0.12%
|
11,035
|
$15,559 | — | 30 Jun 2025 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.03%
|
2,787
|
$3,930 | — | 30 Jun 2025 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
1,224
|
$1,726 | — | 30 Jun 2025 | |
| COMERICA BANK |
13F
|
Company |
0.01%
|
1,000
|
$1,410 | — | 30 Jun 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
728
|
$1,027 | — | 30 Jun 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
323
|
$455 | — | 30 Jun 2025 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0%
|
21
|
$30 | — | 30 Jun 2025 | |
| SBI Securities Co., Ltd. |
13F
|
Company |
0%
|
8
|
$11 | — | 30 Jun 2025 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
1
|
$1 | — | 30 Jun 2025 | |
| Andrew Berger |
3/4/5
|
Other* |
—
class O/S missing
|
477,847
|
$2,748,385 | — | 14 Jun 2022 | |
| AB Value Management LLC |
3/4/5
|
Other* |
—
class O/S missing
|
460,189
|
$2,646,823 | — | 27 May 2022 | |
| AB Value Partners, LP |
3/4/5
|
Other* |
—
class O/S missing
|
224,855
|
$1,293,276 | — | 27 May 2022 | |
| Bryan J. Merryman |
3/4/5
|
CEO/CFO Treasurer |
—
class O/S missing
|
100,000
|
$575,160 | — | 09 Feb 2022 | |
| Edward L. Dudley |
3/4/5
|
Sr. VP Sales & Marketing |
—
class O/S missing
|
57,063
|
$445,662 | — | 22 Oct 2021 | |
| Robert J. Sarlls |
3/4/5
|
Chief Executive Officer, Director |
—
mixed-class rows
|
120,134
mixed-class rows
|
$213,557 | — | 22 Nov 2023 | |
| Donna L. Coupe |
3/4/5
|
VP Franchise Support |
—
class O/S missing
|
17,944
|
$140,143 | — | 18 Jan 2022 | |
| Brett P. Seabert |
3/4/5
|
Director |
—
class O/S missing
|
22,914
|
$131,792 | — | 16 Nov 2023 | |
| A. Allen Arroyo |
3/4/5
|
CFO |
—
mixed-class rows
|
67,677
mixed-class rows
|
$112,990 | — | 15 Nov 2023 | |
| Ryan R. McGrath |
3/4/5
|
VP of IT |
—
class O/S missing
|
12,000
|
$93,720 | — | 31 Jan 2022 | |
| Gabriel Arreaga |
3/4/5
|
Director |
—
class O/S missing
|
11,183
|
$64,320 | — | 30 Dec 2022 | |
| Sandra E. Taylor |
3/4/5
|
Director |
—
class O/S missing
|
11,183
|
$64,320 | — | 30 Dec 2022 | |
| Riegel Mark O |
3/4/5
|
Director |
—
class O/S missing
|
35,180
|
$62,620 | — | 25 Oct 2024 | |
| Richard Scott Ouellet |
3/4/5
|
Sr VP Manufacturing and Supply |
—
class O/S missing
|
7,393
|
$42,522 | — | 18 Sep 2023 | |
| Starlette B. Johnson |
3/4/5
|
Director |
—
class O/S missing
|
18,658
|
$33,211 | — | 25 Oct 2024 | |
| Elisabeth B. Charles |
3/4/5
|
Director |
—
class O/S missing
|
4,543
|
$26,130 | — | 14 Feb 2022 | |
| Andrew Ford |
3/4/5
|
VP Sales and Marketing |
—
class O/S missing
|
6,004
|
$22,035 | — | 18 Mar 2024 | |
| Charles B. Arnold |
3/4/5
|
Director |
—
class O/S missing
|
4,152
|
$7,391 | — | 25 Oct 2024 | |
| Kara L. Conklin |
3/4/5
|
VP Franchise Development |
—
class O/S missing
|
800
|
$4,601 | — | 16 Nov 2023 | |
| Rahul Mewawalla |
3/4/5
|
Director |
—
class O/S missing
|
2,000
|
— | — | 18 Jun 2021 |
Institutional Holders of Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF) as of Q3 2025
As of 30 Sep 2025,
Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,603,106 shares.
The largest 10 holders included
GLOBAL VALUE INVESTMENT CORP., RENAISSANCE TECHNOLOGIES LLC, WEALTHEDGE INVESTMENT ADVISORS, LLC, DIMENSIONAL FUND ADVISORS LP, VANGUARD GROUP INC, GEODE CAPITAL MANAGEMENT, LLC, Leverty Financial Group, LLC, Salvus Wealth Management, LLC, Allworth Financial LP, and CacheTech Inc..
This page lists
23
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
23
Q3 2025 holders
23
Holder diff
0
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 Value $ | Q3 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.