Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF)
CUSIP: 77467X101
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 9,343,865
- Total 13F shares
- 1,452,988
- Share change
- -3,181
- Total reported value
- $6,675,807
- Price per share
- $4.60
- Number of holders
- 20
- Value change
- -$18,203
- Number of buys
- 8
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 77467X101?
CUSIP 77467X101 identifies RMCF - Rocky Mountain Chocolate Factory, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 77467X101:
Top shareholders of RMCF - Rocky Mountain Chocolate Factory, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FMR LLC |
13F
|
Company |
6.2%
|
579,368
|
$2,780,966 | — | 30 Sep 2023 | |
| Andrew Berger |
3/4/5
|
Other* |
—
class O/S missing
|
477,847
|
$2,748,385 | — | 14 Jun 2022 | |
| AB Value Management LLC |
3/4/5
|
Other* |
—
class O/S missing
|
460,189
|
$2,646,823 | — | 27 May 2022 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
3.6%
|
339,963
|
$1,618,000 | — | 30 Sep 2023 | |
| AB Value Partners, LP |
3/4/5
|
Other* |
—
class O/S missing
|
224,855
|
$1,293,276 | — | 27 May 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.4%
|
224,771
|
$1,069,910 | — | 30 Sep 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.4%
|
134,345
|
$644,856 | — | 30 Sep 2023 | |
| Bryan J. Merryman |
3/4/5
|
CEO/CFO Treasurer |
—
class O/S missing
|
100,000
|
$575,160 | — | 09 Feb 2022 | |
| Edward L. Dudley |
3/4/5
|
Sr. VP Sales & Marketing |
—
class O/S missing
|
57,063
|
$445,662 | — | 22 Oct 2021 | |
| Robert J. Sarlls |
3/4/5
|
Chief Executive Officer, Director |
—
mixed-class rows
|
120,134
mixed-class rows
|
$213,557 | — | 22 Nov 2023 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.41%
|
38,100
|
$182,880 | — | 30 Sep 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.37%
|
34,287
|
$164,644 | — | 30 Sep 2023 | |
| Ridgewood Investments LLC |
13F
|
Company |
0.33%
|
30,777
|
$146,499 | — | 30 Sep 2023 | |
| Donna L. Coupe |
3/4/5
|
VP Franchise Support |
—
class O/S missing
|
17,944
|
$140,143 | — | 18 Jan 2022 | |
| Brett P. Seabert |
3/4/5
|
Director |
—
class O/S missing
|
22,914
|
$131,792 | — | 16 Nov 2023 | |
| A. Allen Arroyo |
3/4/5
|
CFO |
—
mixed-class rows
|
67,677
mixed-class rows
|
$112,990 | — | 15 Nov 2023 | |
| Ryan R. McGrath |
3/4/5
|
VP of IT |
—
class O/S missing
|
12,000
|
$93,720 | — | 31 Jan 2022 | |
| Strategic Advisors LLC |
13F
|
Company |
0.16%
|
15,013
|
$72,062 | — | 30 Sep 2023 | |
| Gabriel Arreaga |
3/4/5
|
Director |
—
class O/S missing
|
11,183
|
$64,320 | — | 30 Dec 2022 | |
| Sandra E. Taylor |
3/4/5
|
Director |
—
class O/S missing
|
11,183
|
$64,320 | — | 30 Dec 2022 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.13%
|
12,501
|
$59,505 | — | 30 Sep 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.12%
|
11,094
|
$53,251 | — | 30 Sep 2023 | |
| Redmond Asset Management, LLC |
13F
|
Company |
0.12%
|
11,035
|
$52,527 | — | 30 Sep 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.11%
|
10,037
|
$48,178 | — | 30 Sep 2023 | |
| Richard Scott Ouellet |
3/4/5
|
Sr VP Manufacturing and Supply |
—
class O/S missing
|
7,393
|
$42,522 | — | 18 Sep 2023 | |
| Byrne Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
6,400
|
$30,000 | — | 30 Sep 2023 | |
| EARNEST PARTNERS LLC |
13F
|
Company |
0.06%
|
5,665
|
$26,965 | — | 30 Sep 2023 | |
| Elisabeth B. Charles |
3/4/5
|
Director |
—
class O/S missing
|
4,543
|
$26,130 | — | 14 Feb 2022 | |
| Newbridge Financial Services Group, Inc. |
13F
|
Company |
0.03%
|
3,000
|
$14,280 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
2,981
|
$14,190 | — | 30 Sep 2023 | |
| COMERICA BANK |
13F
|
Company |
0.01%
|
1,000
|
$4,760 | — | 30 Sep 2023 | |
| Kara L. Conklin |
3/4/5
|
VP Franchise Development |
—
class O/S missing
|
800
|
$4,601 | — | 16 Nov 2023 | |
| ASSETMARK, INC |
13F
|
Company |
0.01%
|
625
|
$2,975 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
588
|
$2,798 | — | 30 Sep 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
454
|
$2,161 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
360
|
$1,712 | — | 30 Sep 2023 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0%
|
200
|
$952 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
5
|
$24 | — | 30 Sep 2023 | |
| Rahul Mewawalla |
3/4/5
|
Director |
—
class O/S missing
|
2,000
|
— | — | 18 Jun 2021 |
Institutional Holders of Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF) as of Q4 2023
As of 31 Dec 2023,
Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF) was held by
20 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,452,988 shares.
The largest 10 holders included
FMR LLC, RENAISSANCE TECHNOLOGIES LLC, VANGUARD GROUP INC, DIMENSIONAL FUND ADVISORS LP, BRIDGEWAY CAPITAL MANAGEMENT, LLC, GEODE CAPITAL MANAGEMENT, LLC, Ridgewood Investments LLC, Strategic Advisors LLC, BlackRock Inc., and Leverty Financial Group, LLC.
This page lists
20
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
22
Q4 2023 holders
20
Holder diff
-2
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.