Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF)
CUSIP: 77467X101
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 9,343,865
- Total 13F shares
- 1,456,169
- Share change
- -12,392
- Total reported value
- $6,964,095
- Price per share
- $4.76
- Number of holders
- 22
- Value change
- -$63,102
- Number of buys
- 7
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 77467X101?
CUSIP 77467X101 identifies RMCF - Rocky Mountain Chocolate Factory, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 77467X101:
Top shareholders of RMCF - Rocky Mountain Chocolate Factory, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FMR LLC |
13F
|
Company |
6.2%
|
579,368
|
$3,134,381 | — | 30 Jun 2023 | |
| Andrew Berger |
3/4/5
|
Other* |
—
class O/S missing
|
477,847
|
$2,748,385 | — | 14 Jun 2022 | |
| AB Value Management LLC |
3/4/5
|
Other* |
—
class O/S missing
|
460,189
|
$2,646,823 | — | 27 May 2022 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
3.8%
|
351,763
|
$1,882,000 | — | 30 Jun 2023 | |
| AB Value Partners, LP |
3/4/5
|
Other* |
—
class O/S missing
|
224,855
|
$1,293,276 | — | 27 May 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.4%
|
224,771
|
$1,202,525 | — | 30 Jun 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.5%
|
136,847
|
$740,342 | — | 30 Jun 2023 | |
| Bryan J. Merryman |
3/4/5
|
CEO/CFO Treasurer |
—
class O/S missing
|
100,000
|
$575,160 | — | 09 Feb 2022 | |
| Edward L. Dudley |
3/4/5
|
Sr. VP Sales & Marketing |
—
class O/S missing
|
57,063
|
$445,662 | — | 22 Oct 2021 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.41%
|
38,100
|
$206,121 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.39%
|
36,368
|
$196,750 | — | 30 Jun 2023 | |
| Ridgewood Investments LLC |
13F
|
Company |
0.33%
|
30,777
|
$164,657 | — | 30 Jun 2023 | |
| Donna L. Coupe |
3/4/5
|
VP Franchise Support |
—
class O/S missing
|
17,944
|
$140,143 | — | 18 Jan 2022 | |
| Ryan R. McGrath |
3/4/5
|
VP of IT |
—
class O/S missing
|
12,000
|
$93,720 | — | 31 Jan 2022 | |
| Strategic Advisors LLC |
13F
|
Company |
0.16%
|
15,013
|
$81,220 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.14%
|
13,005
|
$69,577 | — | 30 Jun 2023 | |
| Gabriel Arreaga |
3/4/5
|
Director |
—
class O/S missing
|
11,183
|
$64,320 | — | 30 Dec 2022 | |
| Sandra E. Taylor |
3/4/5
|
Director |
—
class O/S missing
|
11,183
|
$64,320 | — | 30 Dec 2022 | |
| STATE STREET CORP |
13F
|
Company |
0.13%
|
11,794
|
$63,806 | — | 30 Jun 2023 | |
| Redmond Asset Management, LLC |
13F
|
Company |
0.12%
|
11,035
|
$59,037 | — | 30 Jun 2023 | |
| Richard Scott Ouellet |
3/4/5
|
Sr VP Manufacturing and Supply |
—
class O/S missing
|
7,393
|
$42,522 | — | 18 Sep 2023 | |
| EARNEST PARTNERS LLC |
13F
|
Company |
0.06%
|
5,665
|
$30,308 | — | 30 Jun 2023 | |
| Byrne Asset Management LLC |
13F
|
Company |
0.06%
|
5,200
|
$28,000 | — | 30 Jun 2023 | |
| Elisabeth B. Charles |
3/4/5
|
Director |
—
class O/S missing
|
4,543
|
$26,130 | — | 14 Feb 2022 | |
| Newbridge Financial Services Group, Inc. |
13F
|
Company |
0.03%
|
3,000
|
$16,050 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
2,536
|
$13,568 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
1,799
|
$9,625 | — | 30 Jun 2023 | |
| ASSETMARK, INC |
13F
|
Company |
0.01%
|
625
|
$3,344 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
359
|
$1,921 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
336
|
$1,796 | — | 30 Jun 2023 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0%
|
200
|
$1,140 | — | 30 Jun 2023 | |
| Rahul Mewawalla |
3/4/5
|
Director |
—
class O/S missing
|
2,000
|
— | — | 18 Jun 2021 |
Institutional Holders of Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF) as of Q3 2023
As of 30 Sep 2023,
Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,456,169 shares.
The largest 10 holders included
FMR LLC, RENAISSANCE TECHNOLOGIES LLC, VANGUARD GROUP INC, DIMENSIONAL FUND ADVISORS LP, BRIDGEWAY CAPITAL MANAGEMENT, LLC, GEODE CAPITAL MANAGEMENT, LLC, Ridgewood Investments LLC, Strategic Advisors LLC, BlackRock Inc., and STATE STREET CORP.
This page lists
22
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
20
Q3 2023 holders
22
Holder diff
2
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.