Security key
77467X101
Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF)
CUSIP: 77467X101
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 9,343,865
- Total 13F shares
- 1,619,178
- Share change
- -33,319
- Total reported value
- $9,229,386
- Price per share
- $5.70
- Number of holders
- 21
- Value change
- -$192,476
- Number of buys
- 7
- Number of sells
- 10
Report period
Q4 2022
Institutions
21
Top holders
10
RMCF full security history
Newer quarter: Q1 2023
Previous quarter: Q3 2022
Rocky Mountain Chocolate Factory, Inc. SEC filings
Rocky Mountain Chocolate Factory, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 77467X101
Recent filing periods:
Top shareholders of RMCF - Rocky Mountain Chocolate Factory, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FMR LLC |
13F
|
Company |
6.2%
|
580,170
|
$3,487,000 | — | 30 Sep 2022 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
4%
|
371,463
|
$2,232,000 | — | 30 Sep 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.4%
|
224,355
|
$1,348,000 | — | 30 Sep 2022 | |
| Redmond Asset Management, LLC |
13F
|
Company |
1.6%
|
146,941
|
$883,000 | — | 30 Sep 2022 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.5%
|
140,557
|
$845,000 | — | 30 Sep 2022 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.41%
|
38,100
|
$229,000 | — | 30 Sep 2022 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.39%
|
36,484
|
$219,000 | — | 30 Sep 2022 | |
| Ridgewood Investments LLC |
13F
|
Company |
0.39%
|
36,280
|
$218,000 | — | 30 Sep 2022 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.2%
|
18,980
|
$114,000 | — | 30 Sep 2022 | |
| Strategic Advisors LLC |
13F
|
Company |
0.16%
|
15,013
|
$90,000 | — | 30 Sep 2022 | |
| STATE STREET CORP |
13F
|
Company |
0.13%
|
11,794
|
$71,000 | — | 30 Sep 2022 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.11%
|
10,374
|
$62,000 | — | 30 Sep 2022 | |
| EARNEST PARTNERS LLC |
13F
|
Company |
0.06%
|
5,665
|
$34,000 | — | 30 Sep 2022 | |
| NFSG Corp |
13F
|
Company |
0.05%
|
4,500
|
$27,000 | — | 30 Sep 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
3,036
|
$18,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
2,887
|
$17,000 | — | 30 Sep 2022 | |
| ASSETMARK, INC |
13F
|
Company |
0.01%
|
625
|
$4,000 | — | 30 Sep 2022 | |
| M&R CAPITAL MANAGEMENT INC |
13F
|
Company |
0.01%
|
550
|
$3,000 | — | 30 Sep 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
500
|
$3,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
323
|
$2,000 | — | 30 Sep 2022 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0%
|
200
|
$1,000 | — | 30 Sep 2022 | |
| Andrew Berger |
3/4/5
|
Other* |
—
class O/S missing
|
477,847
|
$2,748,385 | — | 14 Jun 2022 | |
| AB Value Management LLC |
3/4/5
|
Other* |
—
class O/S missing
|
460,189
|
$2,646,823 | — | 27 May 2022 | |
| AB Value Partners, LP |
3/4/5
|
Other* |
—
class O/S missing
|
224,855
|
$1,293,276 | — | 27 May 2022 | |
| Bryan J. Merryman |
3/4/5
|
CEO/CFO Treasurer |
—
class O/S missing
|
100,000
|
$575,160 | — | 09 Feb 2022 | |
| Edward L. Dudley |
3/4/5
|
Sr. VP Sales & Marketing |
—
class O/S missing
|
57,063
|
$445,662 | — | 22 Oct 2021 | |
| Donna L. Coupe |
3/4/5
|
VP Franchise Support |
—
class O/S missing
|
17,944
|
$140,143 | — | 18 Jan 2022 | |
| Ryan R. McGrath |
3/4/5
|
VP of IT |
—
class O/S missing
|
12,000
|
$93,720 | — | 31 Jan 2022 | |
| Gabriel Arreaga |
3/4/5
|
Director |
—
class O/S missing
|
11,183
|
$64,320 | — | 30 Dec 2022 | |
| Sandra E. Taylor |
3/4/5
|
Director |
—
class O/S missing
|
11,183
|
$64,320 | — | 30 Dec 2022 | |
| Byrne Asset Management LLC |
13F
|
Company |
—
mixed-class rows
|
5,130
mixed-class rows
|
$31,000 | — | 30 Sep 2022 | |
| Elisabeth B. Charles |
3/4/5
|
Director |
—
class O/S missing
|
4,543
|
$26,130 | — | 14 Feb 2022 | |
| Rahul Mewawalla |
3/4/5
|
Director |
—
class O/S missing
|
2,000
|
— | — | 18 Jun 2021 |
Institutional Holders of Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF) as of Q4 2022
As of 31 Dec 2022,
Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,619,178 shares.
The largest 10 holders included
FMR LLC, RENAISSANCE TECHNOLOGIES LLC, VANGUARD GROUP INC, Redmond Asset Management, LLC, DIMENSIONAL FUND ADVISORS LP, BRIDGEWAY CAPITAL MANAGEMENT, LLC, GEODE CAPITAL MANAGEMENT, LLC, Ridgewood Investments LLC, BlackRock Inc., and Strategic Advisors LLC.
This page lists
21
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
22
Q4 2022 holders
21
Holder diff
-1
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.