Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF)
CUSIP: 77467X101
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 9,343,865
- Total 13F shares
- 2,365,747
- Share change
- +64,466
- Total reported value
- $27,948,946
- Price per share
- $11.81
- Number of holders
- 31
- Value change
- +$765,395
- Number of buys
- 11
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 77467X101?
CUSIP 77467X101 identifies RMCF - Rocky Mountain Chocolate Factory, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 77467X101:
Top shareholders of RMCF - Rocky Mountain Chocolate Factory, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FMR LLC |
13F
|
Company |
6.3%
|
591,531
|
$6,980,000 | — | 30 Jun 2017 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
5.6%
|
525,485
|
$6,180,000 | — | 30 Jun 2017 | |
| CAPITAL MANAGEMENT CORP /VA |
13F
|
Company |
2.8%
|
259,280
|
$3,049,000 | — | 30 Jun 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.1%
|
198,217
|
$2,339,000 | — | 30 Jun 2017 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
2%
|
191,420
|
$2,259,000 | — | 30 Jun 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
1.4%
|
132,650
|
$1,560,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.49%
|
45,998
|
$541,000 | — | 30 Jun 2017 | |
| Cardinal Capital Management |
13F
|
Company |
0.42%
|
38,949
|
$458,000 | — | 30 Jun 2017 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.34%
|
31,600
|
$373,000 | — | 30 Jun 2017 | |
| GIRARD SECURITIES, INC. |
13F
|
Company |
0.31%
|
29,203
|
$346,000 | — | 30 Jun 2017 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
0.3%
|
27,945
|
$330,000 | — | 30 Jun 2017 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
0.28%
|
26,601
|
$313,000 | — | 30 Jun 2017 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
0.28%
|
26,600
|
$313,000 | — | 30 Jun 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.27%
|
24,817
|
$291,000 | — | 30 Jun 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.24%
|
22,734
|
$267,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.24%
|
22,621
|
$266,000 | — | 30 Jun 2017 | |
| ALGERT GLOBAL LLC |
13F
|
Company |
0.24%
|
21,988
|
$259,000 | — | 30 Jun 2017 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.22%
|
20,320
|
$240,000 | — | 30 Jun 2017 | |
| Strategic Advisors LLC |
13F
|
Company |
0.16%
|
15,013
|
$177,000 | — | 30 Jun 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.15%
|
14,203
|
$167,000 | — | 30 Jun 2017 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.15%
|
13,861
|
$163,000 | — | 30 Jun 2017 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.09%
|
8,336
|
$98,000 | — | 30 Jun 2017 | |
| Acrospire Investment Management LLC |
13F
|
Company |
0.05%
|
4,757
|
$56,000 | — | 30 Jun 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.03%
|
2,372
|
$27,000 | — | 30 Jun 2017 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
913
|
$11,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
746
|
$9,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
727
|
$9,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0.01%
|
674
|
$8,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
525
|
$6,000 | — | 30 Jun 2017 | |
| Mercer Capital Advisers, Inc. |
13F
|
Company |
—
class O/S missing
|
500
|
$6,000 | — | 30 Jun 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
442
|
$5,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
400
|
$5,000 | — | 30 Jun 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
273
|
$3,000 | — | 30 Jun 2017 | |
| Sutton Wealth Advisors Inc. |
13F
|
Company |
0%
|
80
|
$941 | — | 30 Jun 2017 |
Institutional Holders of Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF) as of Q3 2017
As of 30 Sep 2017,
Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,365,747 shares.
The largest 10 holders included
FMR LLC, RENAISSANCE TECHNOLOGIES LLC, CAPITAL MANAGEMENT CORP /VA, VANGUARD GROUP INC, DIMENSIONAL FUND ADVISORS LP, North Star Investment Management Corp., Steinberg Global Asset Management, MORGAN STANLEY, Cardinal Capital Management, and BRIDGEWAY CAPITAL MANAGEMENT INC.
This page lists
31
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
33
Q3 2017 holders
31
Holder diff
-2
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.