Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF)
CUSIP: 77467X101
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 9,343,865
- Total 13F shares
- 2,165,194
- Share change
- +13,995
- Total reported value
- $22,680,000
- Price per share
- $10.47
- Number of holders
- 37
- Value change
- +$158,670
- Number of buys
- 13
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 77467X101?
CUSIP 77467X101 identifies RMCF - Rocky Mountain Chocolate Factory, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 77467X101:
Top shareholders of RMCF - Rocky Mountain Chocolate Factory, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FMR LLC |
13F
|
Company |
5.7%
|
534,499
|
$5,425,000 | — | 30 Jun 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
4.8%
|
451,910
|
$4,587,000 | — | 30 Jun 2016 | |
| CAPITAL MANAGEMENT CORP /VA |
13F
|
Company |
3%
|
281,350
|
$2,856,000 | — | 30 Jun 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.2%
|
201,863
|
$2,049,000 | — | 30 Jun 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
2%
|
183,742
|
$1,865,000 | — | 30 Jun 2016 | |
| BIGLARI CAPITAL CORP. |
13F
|
Company |
0.91%
|
84,872
|
$861,000 | — | 30 Jun 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.88%
|
82,525
|
$838,000 | — | 30 Jun 2016 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
0.38%
|
35,414
|
$359,000 | — | 30 Jun 2016 | |
| GIRARD SECURITIES, INC. |
13F
|
Company |
0.35%
|
32,981
|
$338,000 | — | 30 Jun 2016 | |
| Steamboat Capital Partners, LLC |
13F
|
Company |
0.29%
|
26,817
|
$272,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.28%
|
26,221
|
$266,000 | — | 30 Jun 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.28%
|
25,776
|
$262,000 | — | 30 Jun 2016 | |
| MARTIN & CO INC /TN/ |
13F
|
Company |
0.23%
|
21,793
|
$221,000 | — | 30 Jun 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.22%
|
20,320
|
$206,000 | — | 30 Jun 2016 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.21%
|
19,744
|
$200,000 | — | 30 Jun 2016 | |
| CONNORS INVESTOR SERVICES INC |
13F
|
Company |
0.19%
|
18,200
|
$185,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.17%
|
15,667
|
$158,000 | — | 30 Jun 2016 | |
| Strategic Advisors LLC |
13F
|
Company |
0.16%
|
15,013
|
$152,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.15%
|
13,938
|
$141,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.14%
|
13,487
|
$136,000 | — | 30 Jun 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.12%
|
11,600
|
$118,000 | — | 30 Jun 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.12%
|
11,152
|
$113,000 | — | 30 Jun 2016 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
5,848
|
$59,000 | — | 30 Jun 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.04%
|
4,172
|
$42,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
2,908
|
$30,000 | — | 30 Jun 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.03%
|
2,724
|
$28,000 | — | 30 Jun 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
0.01%
|
1,345
|
$14,000 | — | 30 Jun 2016 | |
| EARNEST PARTNERS LLC |
13F
|
Company |
0.01%
|
1,100
|
$11,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
814
|
$9,000 | — | 30 Jun 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
780
|
$8,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
740
|
$7,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
525
|
$5,000 | — | 30 Jun 2016 | |
| Mercer Capital Advisers, Inc. |
13F
|
Company |
—
class O/S missing
|
500
|
$5,000 | — | 30 Jun 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
442
|
$4,000 | — | 30 Jun 2016 | |
| ASSETMARK, INC |
13F
|
Company |
0%
|
422
|
$4,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
400
|
$4,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
184
|
$2,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2016 |
Institutional Holders of Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF) as of Q3 2016
As of 30 Sep 2016,
Rocky Mountain Chocolate Factory, Inc. - Common Stock (RMCF) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,165,194 shares.
The largest 10 holders included
FMR LLC, RENAISSANCE TECHNOLOGIES LLC, CAPITAL MANAGEMENT CORP /VA, VANGUARD GROUP INC, DIMENSIONAL FUND ADVISORS LP, North Star Investment Management Corp., BIGLARI CAPITAL CORP., RICE HALL JAMES & ASSOCIATES, LLC, BRIDGEWAY CAPITAL MANAGEMENT INC, and GIRARD SECURITIES, INC..
This page lists
37
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
38
Q3 2016 holders
37
Holder diff
-1
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.