- Type / Class
- Equity / Common Stock
- Shares outstanding
- 93,299,785
- Total 13F shares
- 38,544,894
- Share change
- -1,038,689
- Total reported value
- $186,942,117
- Put/Call ratio
- 1538%
- Price per share
- $4.85
- Number of holders
- 59
- Value change
- -$3,938,820
- Number of buys
- 37
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 76200L309?
CUSIP 76200L309 identifies RZLT - Rezolute, Inc. - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 76200L309:
Top shareholders of RZLT - Rezolute, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Genexine Inc. |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
91,300,933
|
$173,462,643 | — | 26 Apr 2019 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
12%
|
11,279,327
|
$48,501,106 | — | 30 Jun 2024 | |
| Nantahala Capital Management, LLC |
13F
|
Company |
3.2%
|
2,989,963
|
$12,856,841 | — | 30 Jun 2024 | |
| Vivo Capital, LLC |
13F
|
Company |
3%
|
2,797,704
|
$12,030,127 | — | 30 Jun 2024 | |
| HANDOK, INC. |
3/4/5
|
Director, 10%+ Owner |
—
class O/S missing
|
5,942,617
|
$10,051,937 | — | 15 Oct 2021 | |
| ADAR1 Capital Management, LLC |
13F
|
Company |
2.2%
|
2,063,962
|
$8,875,037 | — | 30 Jun 2024 | |
| Affinity Asset Advisors, LLC |
13F
|
Company |
2%
|
1,850,000
|
$7,955,000 | — | 30 Jun 2024 | |
| Blackstone Inc. |
13F
|
Company |
1.9%
|
1,744,640
|
$7,501,952 | — | 30 Jun 2024 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
1.8%
|
1,707,999
|
$7,344,396 | — | 30 Jun 2024 | |
| Altium Capital Management LLC |
13F
|
Company |
1.8%
|
1,700,000
|
$7,310,000 | — | 30 Jun 2024 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.7%
|
1,618,036
|
$6,957,555 | — | 30 Jun 2024 | |
| Ghost Tree Capital, LLC |
13F
|
Company |
1.5%
|
1,421,501
|
$6,112,454 | — | 30 Jun 2024 | |
| CAXTON CORP |
13F
|
Company |
1.4%
|
1,318,967
|
$5,671,558 | — | 30 Jun 2024 | |
| Alyeska Investment Group, L.P. |
13F
|
Company |
1.2%
|
1,089,767
|
$4,685,998 | — | 30 Jun 2024 | |
| MARSHALL WACE, LLP |
13F
|
Company |
1.1%
|
1,047,230
|
$4,503,088 | — | 30 Jun 2024 | |
| Ikarian Capital, LLC |
13F
|
Company |
0.97%
|
903,744
|
$3,886,099 | — | 30 Jun 2024 | |
| Velan Capital Investment Management LP |
13F
|
Company |
0.86%
|
800,000
|
$3,440,000 | — | 30 Jun 2024 | |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) |
13F
|
Company |
0.49%
|
457,737
|
$1,968,269 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
0.43%
|
400,246
|
$1,721,058 | — | 30 Jun 2024 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.39%
|
365,862
|
$1,573,207 | — | 30 Jun 2024 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.38%
|
353,696
|
$1,521,589 | — | 30 Jun 2024 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.36%
|
337,534
|
$1,451,396 | — | 30 Jun 2024 | |
| ADAGE CAPITAL PARTNERS GP, L.L.C. |
13F
|
Company |
0.34%
|
315,845
|
$1,358,134 | — | 30 Jun 2024 | |
| Exome Asset Management LLC |
13F
|
Company |
0.3%
|
282,400
|
$1,214,320 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.29%
|
274,916
|
$1,182,139 | — | 30 Jun 2024 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.28%
|
258,900
|
$1,113,270 | — | 30 Jun 2024 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.28%
|
258,750
|
$1,112,625 | — | 30 Jun 2024 | |
| Monashee Investment Management LLC |
13F
|
Company |
0.27%
|
250,000
|
$1,075,000 | — | 30 Jun 2024 | |
| Rosalind Advisors, Inc. |
13F
|
Company |
0.27%
|
250,000
|
$1,075,000 | — | 30 Jun 2024 | |
| BVF INC/IL |
13F
|
Company |
0.2%
|
190,815
|
$820,505 | — | 30 Jun 2024 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.2%
|
184,502
|
$792,000 | — | 30 Jun 2024 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.19%
|
180,421
|
$775,810 | — | 30 Jun 2024 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.14%
|
129,858
|
$558,389 | — | 30 Jun 2024 | |
| Walleye Capital LLC |
13F
|
Company |
0.14%
|
127,933
|
$550,112 | — | 30 Jun 2024 | |
| STATE STREET CORP |
13F
|
Company |
0.12%
|
112,472
|
$483,630 | — | 30 Jun 2024 | |
| PRELUDE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
87,900
|
$377,970 | — | 30 Jun 2024 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
67,182
|
$288,883 | — | 30 Jun 2024 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.07%
|
64,444
|
$277,754 | — | 30 Jun 2024 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.06%
|
59,396
|
$255,403 | — | 30 Jun 2024 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
0.06%
|
54,237
|
$233,219 | — | 30 Jun 2024 | |
| XTX Topco Ltd |
13F
|
Company |
0.04%
|
33,671
|
$144,785 | — | 30 Jun 2024 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.02%
|
17,651
|
$75,899 | — | 30 Jun 2024 | |
| Virtu Financial LLC |
13F
|
Company |
0.02%
|
16,475
|
$71,000 | — | 30 Jun 2024 | |
| Verition Fund Management LLC |
13F
|
Company |
0.02%
|
15,672
|
$67,390 | — | 30 Jun 2024 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.01%
|
13,757
|
$59,155 | — | 30 Jun 2024 | |
| JEPPSON WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
10,510
|
$45,193 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.01%
|
10,058
|
$43,000 | — | 30 Jun 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0%
|
3,750
|
$16,126 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0%
|
3,614
|
$15,540 | — | 30 Jun 2024 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0%
|
1,231
|
$5,293 | — | 30 Jun 2024 |
Institutional Holders of Rezolute, Inc. - Common Stock (RZLT) as of Q3 2024
As of 30 Sep 2024,
Rezolute, Inc. - Common Stock (RZLT) was held by
59 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
38,544,894 shares.
The largest 10 holders included
FEDERATED HERMES, INC., Vivo Capital, LLC, Nantahala Capital Management, LLC, VANGUARD GROUP INC, Blackstone Inc., Altium Capital Management LP, Affinity Asset Advisors, LLC, ADAR1 Capital Management, LLC, Ghost Tree Capital, LLC, and CAXTON CORP.
This page lists
59
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
51
Q3 2024 holders
59
Holder diff
8
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.