Rezolute, Inc. - Common Stock, par value $0.001 per share (RZLT)

CUSIP: 76200L309

Q1 2024 13F Holders as of 31 Mar 2024

Type / Class
Equity / Common Stock, par value $0.001 per share
Shares outstanding
95,614,034
Total 13F shares
27,042,621
Share change
-1,909,680
Total reported value
$68,962,251
Price per share
$2.55
Number of holders
33
Value change
+$246,860
Number of buys
17
Number of sells
11

Security key

76200L309

Report period

Q1 2024

Institutions

33

Top holders

10

Ownership snapshot

Top shareholders of RZLT - Rezolute, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
FEDERATED HERMES, INC.
13D/G signal
Evidence rows
33
Latest as of
31 Dec 2023
13F 3/4/5 Lead comparable stake: 11% Showing first 8 of 33 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
FEDERATED HERMES, INC.
13F
Company
13F
11%
$10,083,247
10,154,327 shares
31 Dec 2023
Vivo Capital, LLC
13F
Company
13F
3.4%
$3,218,521
3,242,842 shares
31 Dec 2023
Stonepine Capital Management, LLC
13F
Company
13F
2.9%
$2,747,891
2,768,656 shares
31 Dec 2023
FIRST MANHATTAN CO. LLC.
13F
Company
13F
2.8%
$2,660,870
2,680,978 shares
31 Dec 2023
Nantahala Capital Management, LLC
13F
Company
13F
1.6%
$1,526,174
1,537,707 shares
31 Dec 2023
Blackstone Inc.
13F
Company
13F
1.6%
$1,526,151
1,537,684 shares
31 Dec 2023
VANGUARD GROUP INC
13F
Company
13F
1.5%
$1,397,095
1,407,652 shares
31 Dec 2023
CAXTON CORP
13F
Company
13F
1.4%
$1,309,075
1,318,967 shares
31 Dec 2023
Show 25 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
SPHERA FUNDS MANAGEMENT LTD.
13F
Company
13F
1%
$989,235
996,710 shares
31 Dec 2023
ADAGE CAPITAL PARTNERS GP, L.L.C.
13F
Company
13F
0.66%
$626,952
631,690 shares
31 Dec 2023
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
13F
Company
13F
0.63%
$597,050
601,259 shares
31 Dec 2023
CVI Holdings, LLC
13F
Company
13F
0.37%
$354,301
356,978 shares
31 Dec 2023
CITADEL ADVISORS LLC
13F
Company
13F
0.36%
$343,950
346,549 shares
31 Dec 2023
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.27%
$260,751
262,649 shares
31 Dec 2023
BlackRock Finance, Inc.
13F
Company
13F
0.27%
$260,155
262,121 shares
31 Dec 2023
UBS Group AG
13F
Company
13F
0.23%
$216,377
217,902 shares
31 Dec 2023
BVF INC/IL
13F
Company
13F
0.2%
$189,384
190,815 shares
31 Dec 2023
SILVERARC CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.16%
$155,907
157,085 shares
31 Dec 2023
NORTHERN TRUST CORP
13F
Company
13F
0.09%
$83,356
83,986 shares
31 Dec 2023
STATE STREET CORP
13F
Company
13F
0.06%
$59,125
59,572 shares
31 Dec 2023
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
0.05%
$51,000
51,406 shares
31 Dec 2023
Bank of New York Mellon Corp
13F
Company
13F
0.03%
$26,786
26,988 shares
31 Dec 2023
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
0.02%
$18,082
18,219 shares
31 Dec 2023
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
Company
13F
0.01%
$13,654
13,757 shares
31 Dec 2023
BOOTHBAY FUND MANAGEMENT, LLC
13F
Company
13F
0.01%
$11,910
12,000 shares
31 Dec 2023
Tower Research Capital LLC (TRC)
13F
Company
13F
0.01%
$11,256
11,335 shares
31 Dec 2023
MORGAN STANLEY
13F
Company
13F
0%
$2,055
2,071 shares
31 Dec 2023
WELLS FARGO & COMPANY/MN
13F
Company
13F
0%
$233
235 shares
31 Dec 2023
JPMORGAN CHASE & CO
13F
Company
13F
0%
$118
119 shares
31 Dec 2023
BANK OF AMERICA CORP /DE/
13F
Company
13F
0%
$40
40 shares
31 Dec 2023
Qube Research & Technologies Ltd
13F
Company
13F
0%
$2
2 shares
31 Dec 2023
Genexine Inc.
3/4/5
10%+ Owner
class O/S missing
$173,462,643
91,300,933 shares
26 Apr 2019
HANDOK, INC.
3/4/5
Director, 10%+ Owner
class O/S missing
$10,051,937
5,942,617 shares
15 Oct 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2024

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
33
Shares
27,042,621
Rows loaded
33
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q1 2024 vs Q4 2023 Across Filers

Q4 2023 holders
31
Q1 2024 holders
33
Holder diff
2
Investor Q4 2023 Shares Q1 2024 Shares Share Diff Share Chg % Q4 2023 value Q1 2024 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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