What does CUSIP 76200L309 represent in this 13F holders report?

CUSIP 76200L309 is the security identifier for RZLT - Rezolute, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held RZLT - Rezolute, Inc. - Common Stock in Q3 2023?

29 institutional investors reported RZLT - Rezolute, Inc. - Common Stock for Q3 2023. Use the holders table for investor-level position and value details.

Rezolute, Inc. - Common Stock (RZLT)

CUSIP: 76200L309

Q3 2023 13F Holders as of 30 Sep 2023

Type / Class: Equity / Common Stock
Shares outstanding: 93,299,785
Total 13F shares: 23,889,501
Share change: -334,377
Total reported value: $31,534,322
Price per share: $1.32
Number of holders: 29
Value change: -$458,985
Number of buys: 6
Number of sells: 10

Quarterly Holders Quick Answers

What is CUSIP 76200L309?
CUSIP 76200L309 identifies RZLT - Rezolute, Inc. - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2023
Previous quarter: Q2 2023

Recent filing periods for CUSIP 76200L309:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of RZLT - Rezolute, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Genexine Inc.	3/4/5	10%+ Owner	— class O/S missing	91,300,933	$173,462,643	—	26 Apr 2019	3/4/5
FEDERATED HERMES, INC.	13F	Company	7.1%	6,610,274	$13,088,343	—	30 Jun 2023	13F
HANDOK, INC.	3/4/5	Director, 10%+ Owner	— class O/S missing	5,942,617	$10,051,937	—	15 Oct 2021	3/4/5
FIRST MANHATTAN CO. LLC.	13F	Company	3.9%	3,623,078	$7,173,694	—	30 Jun 2023	13F
Stonepine Capital Management, LLC	13F	Company	3.3%	3,072,476	$6,083,502	—	30 Jun 2023	13F
Blackstone Inc.	13F	Company	1.6%	1,537,684	$3,044,614	—	30 Jun 2023	13F
VANGUARD GROUP INC	13F	Company	1.5%	1,407,652	$2,787,151	—	30 Jun 2023	13F
CAXTON CORP	13F	Company	1.4%	1,318,967	$2,611,555	—	30 Jun 2023	13F
SPHERA FUNDS MANAGEMENT LTD.	13F	Company	1.2%	1,155,897	$2,288,676	—	30 Jun 2023	13F
Nantahala Capital Management, LLC	13F	Company	0.82%	769,606	$1,523,820	—	30 Jun 2023	13F
ADAGE CAPITAL PARTNERS GP, L.L.C.	13F	Company	0.68%	631,690	$1,250,746	—	30 Jun 2023	13F
CVI Holdings, LLC	13F	Company	0.63%	584,025	$1,156,370	—	30 Jun 2023	13F
SILVERARC CAPITAL MANAGEMENT, LLC	13F	Company	0.54%	499,544	$989,097	—	30 Jun 2023	13F
Vivo Capital, LLC	13F	Company	0.52%	489,473	$969,157	—	30 Jun 2023	13F
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)	13F	Company	0.51%	472,307	$935,168	—	30 Jun 2023	13F
Velan Capital Investment Management LP	13F	Company	0.43%	400,000	$792,000	—	30 Jun 2023	13F
ACUTA CAPITAL PARTNERS, LLC	13F	Company	0.4%	373,400	$739,332	—	30 Jun 2023	13F
CITADEL ADVISORS LLC	13F	Company	0.35%	327,838	$649,119	—	30 Jun 2023	13F
BlackRock Finance, Inc.	13F	Company	0.28%	262,442	$519,634	—	30 Jun 2023	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.27%	250,876	$496,734	—	30 Jun 2023	13F
BVF INC/IL	13F	Company	0.2%	190,815	$377,814	—	30 Jun 2023	13F
NORTHERN TRUST CORP	13F	Company	0.09%	86,018	$170,315	—	30 Jun 2023	13F
STATE STREET CORP	13F	Company	0.06%	56,172	$111,221	—	30 Jun 2023	13F
Bank of New York Mellon Corp	13F	Company	0.03%	26,988	$53,436	—	30 Jun 2023	13F
FMR LLC	13F	Company	0.03%	26,700	$52,866	—	30 Jun 2023	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	0.02%	21,900	$43,000	—	30 Jun 2023	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.01%	13,757	$27,239	—	30 Jun 2023	13F
BOOTHBAY FUND MANAGEMENT, LLC	13F	Company	0.01%	12,000	$23,760	—	30 Jun 2023	13F
MORGAN STANLEY	13F	Company	0%	2,071	$4,101	—	30 Jun 2023	13F
ROYAL BANK OF CANADA	13F	Company	0%	264	$1,000	—	30 Jun 2023	13F
WELLS FARGO & COMPANY/MN	13F	Company	0%	228	$451	—	30 Jun 2023	13F

Institutional Holders of Rezolute, Inc. - Common Stock (RZLT) as of Q3 2023

As of 30 Sep 2023, Rezolute, Inc. - Common Stock (RZLT) was held by 29 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 23,889,501 shares. The largest 10 holders included FEDERATED HERMES, INC., FIRST MANHATTAN CO. LLC., Stonepine Capital Management, LLC, Blackstone Inc., VANGUARD GROUP INC, CAXTON CORP, SPHERA FUNDS MANAGEMENT LTD., Nantahala Capital Management, LLC, ADAGE CAPITAL PARTNERS GP, L.L.C., and UBS OCONNOR LLC. This page lists 29 institutional shareholders reporting positions in this security for the Q3 2023 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders

Q3 2023 holders

Holder diff

Investor	Q2 2023 Shares	Q3 2023 Shares	Share Diff	Share Chg %	Q2 2023 Value $	Q3 2023 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.