- Type / Class
- Equity / Common Stock
- Shares outstanding
- 93,299,785
- Total 13F shares
- 24,223,878
- Share change
- -2,530
- Total reported value
- $47,962,915
- Price per share
- $1.98
- Number of holders
- 28
- Value change
- +$49,684
- Number of buys
- 9
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 76200L309?
CUSIP 76200L309 identifies RZLT - Rezolute, Inc. - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 76200L309:
Top shareholders of RZLT - Rezolute, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Genexine Inc. |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
91,300,933
|
$173,462,643 | — | 26 Apr 2019 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
7.1%
|
6,610,274
|
$12,691,726 | — | 31 Mar 2023 | |
| HANDOK, INC. |
3/4/5
|
Director, 10%+ Owner |
—
class O/S missing
|
5,942,617
|
$10,051,937 | — | 15 Oct 2021 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
3.3%
|
3,123,078
|
$5,996,309 | — | 31 Mar 2023 | |
| Stonepine Capital Management, LLC |
13F
|
Company |
3.3%
|
3,087,649
|
$5,928,286 | — | 31 Mar 2023 | |
| Blackstone Inc. |
13F
|
Company |
1.6%
|
1,537,684
|
$2,952,353 | — | 31 Mar 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.5%
|
1,407,652
|
$2,702,692 | — | 31 Mar 2023 | |
| CAXTON CORP |
13F
|
Company |
1.5%
|
1,403,157
|
$2,694,061 | — | 31 Mar 2023 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
1.2%
|
1,155,897
|
$2,219,322 | — | 31 Mar 2023 | |
| Commodore Capital LP |
13F
|
Company |
0.96%
|
898,267
|
$1,724,673 | — | 31 Mar 2023 | |
| Nantahala Capital Management, LLC |
13F
|
Company |
0.82%
|
769,606
|
$1,477,644 | — | 31 Mar 2023 | |
| CVI Holdings, LLC |
13F
|
Company |
0.68%
|
634,533
|
$1,218,303 | — | 31 Mar 2023 | |
| ADAGE CAPITAL PARTNERS GP, L.L.C. |
13F
|
Company |
0.68%
|
631,690
|
$1,212,845 | — | 31 Mar 2023 | |
| Vivo Capital, LLC |
13F
|
Company |
0.52%
|
489,473
|
$939,788 | — | 31 Mar 2023 | |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) |
13F
|
Company |
0.46%
|
430,475
|
$826,512 | — | 31 Mar 2023 | |
| Velan Capital Investment Management LP |
13F
|
Company |
0.43%
|
400,000
|
$768,000 | — | 31 Mar 2023 | |
| ACUTA CAPITAL PARTNERS, LLC |
13F
|
Company |
0.39%
|
366,204
|
$703,112 | — | 31 Mar 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.37%
|
340,837
|
$654,408 | — | 31 Mar 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.28%
|
258,639
|
$496,587 | — | 31 Mar 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.27%
|
250,876
|
$481,681 | — | 31 Mar 2023 | |
| BVF INC/IL |
13F
|
Company |
0.2%
|
190,815
|
$366,365 | — | 31 Mar 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.08%
|
74,799
|
$143,614 | — | 31 Mar 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.06%
|
56,172
|
$107,850 | — | 31 Mar 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.03%
|
26,988
|
$51,817 | — | 31 Mar 2023 | |
| FMR LLC |
13F
|
Company |
0.02%
|
20,200
|
$38,784 | — | 31 Mar 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.02%
|
19,400
|
$37,000 | — | 31 Mar 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.01%
|
13,757
|
$26,413 | — | 31 Mar 2023 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
12,000
|
$23,040 | — | 31 Mar 2023 | |
| AIGH Capital Management LLC |
13F
|
Company |
0.01%
|
11,866
|
$22,783 | — | 31 Mar 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
2,071
|
$3,976 | — | 31 Mar 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
2,056
|
$3,948 | — | 31 Mar 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
219
|
$420 | — | 31 Mar 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
74
|
$142 | — | 31 Mar 2023 |
Institutional Holders of Rezolute, Inc. - Common Stock (RZLT) as of Q2 2023
As of 30 Jun 2023,
Rezolute, Inc. - Common Stock (RZLT) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
24,223,878 shares.
The largest 10 holders included
FEDERATED HERMES, INC., FIRST MANHATTAN CO. LLC., Stonepine Capital Management, LLC, Blackstone Inc., VANGUARD GROUP INC, CAXTON CORP, SPHERA FUNDS MANAGEMENT LTD., Nantahala Capital Management, LLC, ADAGE CAPITAL PARTNERS GP, L.L.C., and CVI Holdings, LLC.
This page lists
28
institutional shareholders reporting positions in this security
for the Q2 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
31
Q2 2023 holders
28
Holder diff
-3
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 Value $ | Q2 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.