- Type / Class
- Equity / Common Stock
- Shares outstanding
- 93,299,785
- Total 13F shares
- 2,477,026
- Share change
- -29,320
- Total reported value
- $17,487,000
- Price per share
- $7.06
- Number of holders
- 10
- Value change
- -$208,256
- Number of buys
- 5
- Number of sells
- 3
Quarterly Holders Quick Answers
What is CUSIP 76200L309?
CUSIP 76200L309 identifies RZLT - Rezolute, Inc. - Common Stock in SEC institutional holdings data.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 76200L309:
Top shareholders of RZLT - Rezolute, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Genexine Inc. |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
91,300,933
|
$173,462,643 | — | 26 Apr 2019 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
1.3%
|
1,212,122
|
$14,533,000 | — | 31 Dec 2020 | |
| CAXTON CORP |
13F
|
Company |
0.45%
|
424,243
|
$5,087,000 | — | 31 Dec 2020 | |
| ARMISTICE CAPITAL, LLC |
13F
|
Company |
0.36%
|
333,990
|
$4,005,000 | — | 31 Dec 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.33%
|
304,231
|
$3,757,000 | — | 31 Dec 2020 | |
| BVF INC/IL |
13F
|
Company |
0.2%
|
190,814
|
$2,357,000 | — | 31 Dec 2020 | |
| 683 Capital Management, LLC |
13F
|
Company |
0.04%
|
40,000
|
$480,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0%
|
946
|
$11,000 | — | 31 Dec 2020 |
Institutional Holders of Rezolute, Inc. - Common Stock (RZLT) as of Q1 2021
As of 31 Mar 2021,
Rezolute, Inc. - Common Stock (RZLT) was held by
10 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,477,026 shares.
The largest 10 holders included
FEDERATED HERMES, INC., CAXTON CORP, CITADEL ADVISORS LLC, ARMISTICE CAPITAL, LLC, BVF INC/IL, MILLENNIUM MANAGEMENT LLC, 683 Capital Management, LLC, Tower Research Capital LLC (TRC), UBS Group AG, and BANK OF AMERICA CORP /DE/.
This page lists
10
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
7
Q1 2021 holders
10
Holder diff
3
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.