Security key
760911107
- Type / Class
- Equity / common stock
- Shares outstanding
- 33,749,130
- Total 13F shares
- 4,696,012
- Share change
- +390,565
- Total reported value
- $6,573,000
- Price per share
- $1.40
- Number of holders
- 29
- Value change
- +$468,294
- Number of buys
- 5
- Number of sells
- 11
Report period
Q1 2017
Institutions
29
Top holders
10
REFR full security history
Newer quarter: Q2 2017
Previous quarter: Q4 2016
RESEARCH FRONTIERS INC SEC filings
RESEARCH FRONTIERS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 760911107
Recent filing periods:
Top shareholders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
|
Company |
6.7%
|
2,268,000
|
$4,128,000 | — | 31 Dec 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
2%
|
677,055
|
$1,232,000 | — | 31 Dec 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.8%
|
607,387
|
$1,106,000 | — | 31 Dec 2016 | |
| FMR LLC |
13F
|
Company |
1%
|
352,174
|
$641,000 | — | 31 Dec 2016 | |
| Anson Funds Management LP |
13F
|
Company |
0.47%
|
158,937
|
$289,000 | — | 31 Dec 2016 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.39%
|
132,750
|
$242,000 | — | 31 Dec 2016 | |
| CONNORS INVESTOR SERVICES INC |
13F
|
Company |
0.35%
|
119,146
|
$217,000 | — | 31 Dec 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.29%
|
99,249
|
$180,000 | — | 31 Dec 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.19%
|
62,841
|
$114,000 | — | 31 Dec 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.17%
|
58,255
|
$106,000 | — | 31 Dec 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.12%
|
39,995
|
$73,000 | — | 31 Dec 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.11%
|
38,212
|
$70,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
36,150
|
$66,000 | — | 31 Dec 2016 | |
| OUTFITTER ADVISORS, LTD. |
13F
|
Company |
0.11%
|
36,000
|
$66,000 | — | 31 Dec 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.1%
|
33,477
|
$61,000 | — | 31 Dec 2016 | |
| Fiera Capital Corp |
13F
|
Company |
0.1%
|
32,966
|
$60,000 | — | 31 Dec 2016 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.09%
|
31,600
|
$58,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.08%
|
27,500
|
$50,000 | — | 31 Dec 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.07%
|
25,002
|
$46,000 | — | 31 Dec 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.07%
|
24,303
|
$45,000 | — | 31 Dec 2016 | |
| INGALLS & SNYDER LLC |
13F
|
Company |
0.07%
|
23,300
|
$42,000 | — | 31 Dec 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
22,300
|
$41,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.07%
|
22,177
|
$41,000 | — | 31 Dec 2016 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.06%
|
20,000
|
$36,000 | — | 31 Dec 2016 | |
| Prospera Financial Services Inc |
13F
|
Company |
0.06%
|
19,800
|
$37,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
19,501
|
$35,000 | — | 31 Dec 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.04%
|
14,139
|
$26,000 | — | 31 Dec 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.03%
|
10,720
|
$19,000 | — | 31 Dec 2016 | |
| Homrich & Berg |
13F
|
Company |
0.03%
|
10,000
|
$18,000 | — | 31 Dec 2016 | |
| Joel Isaacson & Co., LLC |
13F
|
Company |
0.02%
|
6,850
|
$12,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0.02%
|
6,150
|
$11,000 | — | 31 Dec 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.02%
|
5,552
|
$10,000 | — | 31 Dec 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
4,230
|
$8,000 | — | 31 Dec 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
3,320
|
$6,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0%
|
991
|
$2,000 | — | 31 Dec 2016 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
500
|
$1,000 | — | 31 Dec 2016 |
Institutional Holders of RESEARCH FRONTIERS INC - common stock (REFR) as of Q1 2017
As of 31 Mar 2017,
RESEARCH FRONTIERS INC - common stock (REFR) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,696,012 shares.
The largest 10 holders included
GOLDMAN CAPITAL MANAGEMENT INC, BlackRock Inc., VANGUARD GROUP INC, FMR LLC, SHUFRO ROSE & CO LLC, CONNORS INVESTOR SERVICES INC, GEODE CAPITAL MANAGEMENT, LLC, CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM, NORTHERN TRUST CORP, and First Allied Advisory Services, Inc..
This page lists
29
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
36
Q1 2017 holders
29
Holder diff
-7
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.