Security key
760911107
- Security type / class
- Equity / common stock
- Total 13F shares
- 5,050,129
- Total 13F value
- $9,194,000
- Share change
- +104,843
- SEC-reported price per share
- $1.82
- Number of holders
- 36
- Value change
- +$116,666
- Number of buys
- 11
- Number of sells
- 14
- Shares outstanding
- 33,749,130
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2016
Institutions
36
Top holders
10
REFR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2017
Previous quarter: Q3 2016
RESEARCH FRONTIERS INC SEC filings
RESEARCH FRONTIERS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 760911107
Recent filing periods:
Ownership snapshot
Top reported holders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
GOLDMAN CAPITAL MANAGEMEN...
Disclosed value leader
GOLDMAN CAPITAL MANAGEMEN...
Comparable rows
15/15
Latest evidence
30 Sep 2016
13F
Lead comparable stake: 6.7%
Showing 1-6 of 15 holder rows.
Quick read
GOLDMAN CAPITAL MANAGEMENT INC leads the comparable SEC ownership view at 6.7%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens GOLDMAN CAPITAL MANAGEMENT INC's linked filing trail.
Comparable ownership
Top 5
GOLDMAN CAPITAL MANAGEMENT INC
6.7%
BlackRock Institutional Trust Com...
2%
VANGUARD GROUP INC
1.9%
FMR LLC
0.88%
SHUFRO ROSE & CO LLC
0.58%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
Company
|
6.7%
|
$5,897,000
2,276,900 shares
|
— | 30 Sep 2016 |
| BlackRock Institutional Trust Company, N.A. |
13F
Company
|
2%
|
$1,754,000
677,055 shares
|
— | 30 Sep 2016 |
| VANGUARD GROUP INC |
13F
Company
|
1.9%
|
$1,694,000
654,138 shares
|
— | 30 Sep 2016 |
| FMR LLC |
13F
Company
|
0.88%
|
$773,000
298,372 shares
|
— | 30 Sep 2016 |
| SHUFRO ROSE & CO LLC |
13F
Company
|
0.58%
|
$504,000
194,550 shares
|
— | 30 Sep 2016 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.29%
|
$256,000
98,905 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
36
Shares
5,050,129
Rows available
36
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
37
Q4 2016 holders
36
Holder diff
-1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend