Security key
760911107
- Type / Class
- Equity / common stock
- Shares outstanding
- 33,749,130
- Total 13F shares
- 4,136,597
- Share change
- +70,944
- Total reported value
- $20,974,000
- Price per share
- $5.07
- Number of holders
- 35
- Value change
- +$350,847
- Number of buys
- 11
- Number of sells
- 8
Report period
Q3 2015
Institutions
35
Top holders
10
REFR full security history
Newer quarter: Q4 2015
Previous quarter: Q2 2015
RESEARCH FRONTIERS INC SEC filings
RESEARCH FRONTIERS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 760911107
Recent filing periods:
Top shareholders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
|
Company |
4.8%
|
1,611,089
|
$8,603,000 | — | 30 Jun 2015 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
2%
|
677,055
|
$3,615,000 | — | 30 Jun 2015 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.6%
|
556,517
|
$2,971,000 | — | 30 Jun 2015 | |
| FMR LLC |
13F
|
Company |
1%
|
342,250
|
$1,828,000 | — | 30 Jun 2015 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.63%
|
211,850
|
$1,131,000 | — | 30 Jun 2015 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.28%
|
95,951
|
$512,000 | — | 30 Jun 2015 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.19%
|
62,841
|
$336,000 | — | 30 Jun 2015 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.18%
|
62,344
|
$333,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.11%
|
38,536
|
$206,000 | — | 30 Jun 2015 | |
| OUTFITTER ADVISORS, LTD. |
13F
|
Company |
0.11%
|
36,000
|
$192,000 | — | 30 Jun 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.1%
|
33,477
|
$179,000 | — | 30 Jun 2015 | |
| Fiera Capital Corp |
13F
|
Company |
0.1%
|
32,966
|
$176,000 | — | 30 Jun 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.09%
|
31,962
|
$171,000 | — | 30 Jun 2015 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.09%
|
31,600
|
$169,000 | — | 30 Jun 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.09%
|
29,645
|
$158,000 | — | 30 Jun 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
27,800
|
$148,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
20,650
|
$110,000 | — | 30 Jun 2015 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.06%
|
20,000
|
$107,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
19,502
|
$104,000 | — | 30 Jun 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.06%
|
19,241
|
$103,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
16,245
|
$87,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.04%
|
12,120
|
$67,000 | — | 30 Jun 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.04%
|
12,077
|
$64,000 | — | 30 Jun 2015 | |
| Integrated Wealth Management |
13F
|
Company |
0.03%
|
10,900
|
$58,000 | — | 30 Jun 2015 | |
| STATE STREET CORP |
13F
|
Company |
0.03%
|
10,720
|
$57,000 | — | 30 Jun 2015 | |
| Homrich & Berg |
13F
|
Company |
0.03%
|
10,000
|
$53,000 | — | 30 Jun 2015 | |
| Joel Isaacson & Co., LLC |
13F
|
Company |
0.02%
|
6,850
|
$37,000 | — | 30 Jun 2015 | |
| PRELUDE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
6,700
|
$36,000 | — | 30 Jun 2015 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.02%
|
5,900
|
$32,000 | — | 30 Jun 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.02%
|
5,552
|
$30,000 | — | 30 Jun 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
3,463
|
$18,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
2,500
|
$13,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,077
|
$6,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
700
|
$4,000 | — | 30 Jun 2015 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
240
|
$1,000 | — | 30 Jun 2015 |
Institutional Holders of RESEARCH FRONTIERS INC - common stock (REFR) as of Q3 2015
As of 30 Sep 2015,
RESEARCH FRONTIERS INC - common stock (REFR) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,136,597 shares.
The largest 10 holders included
GOLDMAN CAPITAL MANAGEMENT INC, BlackRock Institutional Trust Company, N.A., VANGUARD GROUP INC, FMR LLC, SHUFRO ROSE & CO LLC, GEODE CAPITAL MANAGEMENT, LLC, CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM, BlackRock Fund Advisors, OUTFITTER ADVISORS, LTD., and CONNORS INVESTOR SERVICES INC.
This page lists
35
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
34
Q3 2015 holders
35
Holder diff
1
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.