Security key
760911107
- Type / Class
- Equity / common stock
- Shares outstanding
- 33,749,130
- Total 13F shares
- 4,066,080
- Share change
- -130,760
- Total reported value
- $21,714,000
- Put/Call ratio
- 58%
- Price per share
- $5.34
- Number of holders
- 34
- Value change
- -$958,984
- Number of buys
- 15
- Number of sells
- 13
Report period
Q2 2015
Institutions
34
Top holders
10
REFR full security history
Newer quarter: Q3 2015
Previous quarter: Q1 2015
RESEARCH FRONTIERS INC SEC filings
RESEARCH FRONTIERS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 760911107
Recent filing periods:
Top shareholders of REFR - RESEARCH FRONTIERS INC - common stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN CAPITAL MANAGEMENT INC |
13F
|
Company |
4.7%
|
1,578,089
|
$9,626,000 | — | 31 Mar 2015 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
2%
|
674,766
|
$4,116,000 | — | 31 Mar 2015 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.6%
|
541,555
|
$3,303,000 | — | 31 Mar 2015 | |
| Invicta Capital Management, LLC |
13F
|
Company |
0.79%
|
267,100
|
$1,629,000 | — | 31 Mar 2015 | |
| FMR LLC |
13F
|
Company |
0.65%
|
218,150
|
$1,331,000 | — | 31 Mar 2015 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.63%
|
211,600
|
$1,290,000 | — | 31 Mar 2015 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.26%
|
88,982
|
$542,000 | — | 31 Mar 2015 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.22%
|
75,117
|
$458,000 | — | 31 Mar 2015 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.19%
|
62,841
|
$320,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
0.12%
|
40,309
|
$246,000 | — | 31 Mar 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.11%
|
36,932
|
$225,000 | — | 31 Mar 2015 | |
| OUTFITTER ADVISORS, LTD. |
13F
|
Company |
0.11%
|
36,000
|
$220,000 | — | 31 Mar 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
0.1%
|
33,088
|
$188,000 | — | 31 Mar 2015 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.09%
|
31,600
|
$193,000 | — | 31 Mar 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.08%
|
28,683
|
$175,000 | — | 31 Mar 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
27,800
|
$170,000 | — | 31 Mar 2015 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.08%
|
25,340
|
$155,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
20,650
|
$126,000 | — | 31 Mar 2015 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.06%
|
20,000
|
$122,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
19,002
|
$116,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
16,380
|
$99,000 | — | 31 Mar 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.05%
|
15,598
|
$95,000 | — | 31 Mar 2015 | |
| PEAK6 Group LLC |
13F
|
Company |
0.04%
|
14,237
|
$87,000 | — | 31 Mar 2015 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.04%
|
13,700
|
$84,000 | — | 31 Mar 2015 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.04%
|
12,741
|
$78,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
11,120
|
$67,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
11,000
|
$67,000 | — | 31 Mar 2015 | |
| Integrated Wealth Management |
13F
|
Company |
0.03%
|
10,900
|
$66,000 | — | 31 Mar 2015 | |
| STATE STREET CORP |
13F
|
Company |
0.03%
|
10,720
|
$66,000 | — | 31 Mar 2015 | |
| E. E. Geduld |
13F
|
Individual |
0.03%
|
10,000
|
$61,000 | — | 31 Mar 2015 | |
| Homrich & Berg |
13F
|
Company |
0.03%
|
10,000
|
$61,000 | — | 31 Mar 2015 | |
| Joel Isaacson & Co., LLC |
13F
|
Company |
0.02%
|
6,850
|
$42,000 | — | 31 Mar 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.02%
|
5,552
|
$34,000 | — | 31 Mar 2015 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.01%
|
4,011
|
$24,000 | — | 31 Mar 2015 | |
| PRELUDE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
4,000
|
$24,000 | — | 31 Mar 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
700
|
$4,000 | — | 31 Mar 2015 | |
| Creative Planning |
13F
|
Company |
0%
|
650
|
$4,000 | — | 31 Mar 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
123
|
$1,000 | — | 31 Mar 2015 |
Institutional Holders of RESEARCH FRONTIERS INC - common stock (REFR) as of Q2 2015
As of 30 Jun 2015,
RESEARCH FRONTIERS INC - common stock (REFR) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,066,080 shares.
The largest 10 holders included
GOLDMAN CAPITAL MANAGEMENT INC, BlackRock Institutional Trust Company, N.A., VANGUARD GROUP INC, FMR LLC, SHUFRO ROSE & CO LLC, GEODE CAPITAL MANAGEMENT, LLC, CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM, BlackRock Fund Advisors, UBS Group AG, and OUTFITTER ADVISORS, LTD..
This page lists
34
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
37
Q2 2015 holders
34
Holder diff
-3
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.