Security key
752185207
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 20,002
- Total 13F value
- $360,000
- Share change
- +229
- SEC-reported price per share
- $18.00
- Number of holders
- 4
- Value change
- +$5,154
- Number of buys
- 1
- Number of sells
- 3
Report period
Q1 2021
Institutions
4
Top holders
4
RAND full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2021
Previous quarter: Q4 2020
RAND CAPITAL CORP SEC filings
RAND CAPITAL CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 752185207
Recent filing periods:
Ownership snapshot
Top reported holders of RAND - RAND CAPITAL CORP - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SHUFRO ROSE & CO LLC
Disclosed value leader
SHUFRO ROSE & CO LLC
Comparable rows
0/5
Latest evidence
31 Dec 2020
13F
Highest disclosed value: $272,000
5 rows are not safely comparable across share classes.
Quick read
SHUFRO ROSE & CO LLC has the largest disclosed position value at $272K.
0 of 5 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SHUFRO ROSE & CO LLC's linked filing trail.
Disclosed position value
Top 5
SHUFRO ROSE & CO LLC
$272K
BANK OF AMERICA CORP /DE/
$47K
WHITTIER TRUST CO
$19K
UBS Group AG
$8K
Tower Research Capital LLC (TRC)
$2K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-5 of 5 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SHUFRO ROSE & CO LLC |
13F
Company
|
—
class O/S missing
|
$272,000
15,444 shares
|
— | 31 Dec 2020 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
class O/S missing
|
$47,000
2,656 shares
|
— | 31 Dec 2020 |
| WHITTIER TRUST CO |
13F
Company
|
—
class O/S missing
|
$19,000
1,060 shares
|
— | 31 Dec 2020 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$8,000
476 shares
|
— | 31 Dec 2020 |
| Tower Research Capital LLC (TRC) |
13F
Company
|
—
class O/S missing
|
$2,000
137 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
4
Shares
20,002
Rows available
4
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
5
Q1 2021 holders
4
Holder diff
-1
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend