Security key
752185207
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 19,773
- Total 13F value
- $348,000
- Share change
- -45,069
- SEC-reported price per share
- $17.61
- Number of holders
- 5
- Value change
- -$510,536
- Number of buys
- 2
- Number of sells
- 4
Report period
Q4 2020
Institutions
5
Top holders
5
RAND full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2021
Previous quarter: Q3 2020
RAND CAPITAL CORP SEC filings
RAND CAPITAL CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 752185207
Recent filing periods:
Ownership snapshot
Top reported holders of RAND - RAND CAPITAL CORP - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
ASSOCIATED BANC-CORP
Disclosed value leader
ASSOCIATED BANC-CORP
Comparable rows
0/7
Latest evidence
30 Sep 2020
13F
Highest disclosed value: $478,000
7 rows are not safely comparable across share classes.
Showing 1-6 of 7 holder rows.
Quick read
ASSOCIATED BANC-CORP has the largest disclosed position value at $478K.
0 of 7 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens ASSOCIATED BANC-CORP's linked filing trail.
Disclosed position value
Top 5
ASSOCIATED BANC-CORP
$478K
SHUFRO ROSE & CO LLC
$178K
BANK OF AMERICA CORP /DE/
$29K
UBS Group AG
$19K
WHITTIER TRUST CO
$12K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 7 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| ASSOCIATED BANC-CORP |
13F
Company
|
—
class O/S missing
|
$478,000
43,069 shares
|
— | 30 Sep 2020 |
| SHUFRO ROSE & CO LLC |
13F
Company
|
—
class O/S missing
|
$178,000
16,045 shares
|
— | 30 Sep 2020 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
class O/S missing
|
$29,000
2,580 shares
|
— | 30 Sep 2020 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$19,000
1,714 shares
|
— | 30 Sep 2020 |
| WHITTIER TRUST CO |
13F
Company
|
—
class O/S missing
|
$12,000
1,060 shares
|
— | 30 Sep 2020 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$3,000
272 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
5
Shares
19,773
Rows available
5
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
7
Q4 2020 holders
5
Holder diff
-2
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 value | Q4 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend