RAND CAP CORP - COM (RAND)

CUSIP: 752185108

Q2 2019 13F Holders as of 30 Jun 2019

Share change
-125,978
SEC-reported price per share
$2.62
Number of holders
10
Value change
-$353,915
Number of buys
1
Number of sells
5

Security key

752185108

Report period

Q2 2019

Institutions

10

Top holders

10

Ownership snapshot

Top reported holders of RAND - RAND CAP CORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ASSOCIATED BANC-CORP
Disclosed value leader
ASSOCIATED BANC-CORP
Comparable rows
0/12
Latest evidence
31 Mar 2019
13F Highest disclosed value: $851,000 12 rows are not safely comparable across share classes. Showing 1-6 of 12 holder rows.

Quick read

ASSOCIATED BANC-CORP has the largest disclosed position value at $851K.

0 of 12 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ASSOCIATED BANC-CORP's linked filing trail.
Disclosed position value Top 5
ASSOCIATED BANC-CORP $851K
SHUFRO ROSE & CO LLC $535K
Emancipation Management LLC $466K
CIBC Private Wealth Group LLC $234K
RAFFLES ASSOCIATES LP $156K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 12 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ASSOCIATED BANC-CORP
13F
Company
13F
—
denominator unverified
$851,000
300,000 shares
— 31 Mar 2019
SHUFRO ROSE & CO LLC
13F
Company
13F
—
denominator unverified
$535,000
188,739 shares
— 31 Mar 2019
Emancipation Management LLC
13F
Company
13F
—
denominator unverified
$466,000
164,449 shares
— 31 Mar 2019
CIBC Private Wealth Group LLC
13F
Company
13F
—
denominator unverified
$234,000
82,468 shares
— 31 Mar 2019
RAFFLES ASSOCIATES LP
13F
Company
13F
—
denominator unverified
$156,000
55,000 shares
— 31 Mar 2019
COURIER CAPITAL LLC
13F
Company
13F
—
denominator unverified
$112,000
39,438 shares
— 31 Mar 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
10
Shares
774,999
Rows available
10
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q2 2019 vs Q1 2019 Across Filers

Q1 2019 holders
11
Q2 2019 holders
10
Holder diff
-1
Investor Q1 2019 Shares Q2 2019 Shares Share Diff Share Chg % Q1 2019 value Q2 2019 value Value change Value Chg %
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