RAND CAP CORP - COM (RAND)

CUSIP: 752185108

Q1 2017 13F Holders as of 31 Mar 2017

Share change
+2,342
SEC-reported price per share
$3.04
Number of holders
7
Value change
+$7,149
Number of buys
1
Number of sells
2

Security key

752185108

Report period

Q1 2017

Institutions

7

Top holders

7

Ownership snapshot

Top reported holders of RAND - RAND CAP CORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Emancipation Management LLC
Disclosed value leader
Emancipation Management LLC
Comparable rows
0/8
Latest evidence
31 Dec 2016
13F Highest disclosed value: $925,000 8 rows are not safely comparable across share classes. Showing 1-6 of 8 holder rows.

Quick read

Emancipation Management LLC has the largest disclosed position value at $925K.

0 of 8 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Emancipation Management LLC's linked filing trail.
Disclosed position value Top 5
Emancipation Management LLC $925K
CIBC Private Wealth Group LLC $747K
SHUFRO ROSE & CO LLC $491K
RAFFLES ASSOCIATES LP $174K
COURIER CAPITAL LLC $125K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 8 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Emancipation Management LLC
13F
Company
13F
—
denominator unverified
$925,000
292,746 shares
— 31 Dec 2016
CIBC Private Wealth Group LLC
13F
Company
13F
—
denominator unverified
$747,000
236,341 shares
— 31 Dec 2016
SHUFRO ROSE & CO LLC
13F
Company
13F
—
denominator unverified
$491,000
155,300 shares
— 31 Dec 2016
RAFFLES ASSOCIATES LP
13F
Company
13F
—
denominator unverified
$174,000
55,000 shares
— 31 Dec 2016
COURIER CAPITAL LLC
13F
Company
13F
—
denominator unverified
$125,000
39,438 shares
— 31 Dec 2016
BROWN ADVISORY INC
13F
Company
13F
—
denominator unverified
$72,000
22,658 shares
— 31 Dec 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
7
Shares
807,825
Rows available
7
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2017 vs Q1 2017 Across Filers

Q1 2017 holders
7
Q1 2017 holders
7
Holder diff
0
Investor Q1 2017 Shares Q1 2017 Shares Share Diff Share Chg % Q1 2017 value Q1 2017 value Value change Value Chg %
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