Security key
746779107
- Security type / class
- Debt / EXCHANGE TRADED
- Total 13F principal
- $3,758
- Total 13F market value
- $34,000
- SEC-reported market price (% of par)
- 990.23%
- Principal change
- $0
- Number of holders
- 2
Report period
Q4 2020
Institutions
2
Top holders
2
PCF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
HIGH INCOME SECURITIES FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 746779107
Recent filing periods:
Ownership snapshot
Top reported holders of PCF - PUTNAM - EXCHANGE TRADED (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
KOM Wealth Management Gro...
Disclosed value leader
KOM Wealth Management Gro...
Comparable rows
0/15
Latest evidence
30 Sep 2020
13F
Highest disclosed value: $601,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
KOM Wealth Management Group, LLC has the largest disclosed position value at $601K.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens KOM Wealth Management Group, LLC's linked filing trail.
Disclosed position value
Top 5
KOM Wealth Management Group, LLC
$601K
AMERIPRISE FINANCIAL INC
$572K
BANK OF AMERICA CORP /DE/
$362K
RIVERNORTH CAPITAL MANAGEMENT, LLC
$328K
Bulldog Investors, LLP
$318K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| KOM Wealth Management Group, LLC |
13F
Company
|
—
denominator unverified
|
$601,000
72,118 shares
|
— | 30 Sep 2020 |
| AMERIPRISE FINANCIAL INC |
13F
Company
|
—
denominator unverified
|
$572,000
68,409 shares
|
— | 30 Sep 2020 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
denominator unverified
|
$362,000
43,477 shares
|
— | 30 Sep 2020 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
denominator unverified
|
$328,000
39,338 shares
|
— | 30 Sep 2020 |
| Bulldog Investors, LLP |
13F
Company
|
—
denominator unverified
|
$318,000
38,118 shares
|
— | 30 Sep 2020 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
denominator unverified
|
$243,000
29,172 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
2
Principal
$3,758
Rows available
2
| Investor | Option | Weight % | Change % | SEC-reported value | * Price (% of par) | Principal | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q1 2026 Across Filers
Q1 2026 holders
1
Q4 2020 holders
2
Holder diff
1
| Investor | Q1 2026 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q1 2026 value | Q4 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend