Security key
746779107
- Security type / class
- Debt / EXCHANGE TRADED
- Total 13F principal
- $870
- Total 13F market value
- $7,000
- SEC-reported market price (% of par)
- 804.6%
- Principal change
- $0
- Number of holders
- 1
Report period
Q3 2020
Institutions
1
Top holders
1
PCF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
HIGH INCOME SECURITIES FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 746779107
Recent filing periods:
Ownership snapshot
Top reported holders of PCF - PUTNAM - EXCHANGE TRADED (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RIVERNORTH CAPITAL MANAGE...
Disclosed value leader
RIVERNORTH CAPITAL MANAGE...
Comparable rows
0/15
Latest evidence
30 Jun 2020
13F
Highest disclosed value: $1,021,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
RIVERNORTH CAPITAL MANAGEMENT, LLC has the largest disclosed position value at $1.02M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RIVERNORTH CAPITAL MANAGEMENT, LLC's linked filing trail.
Disclosed position value
Top 5
RIVERNORTH CAPITAL MANAGEMENT, LLC
$1.02M
KOM Wealth Management Group, LLC
$547K
Bulldog Investors, LLP
$534K
AMERIPRISE FINANCIAL INC
$499K
BANK OF AMERICA CORP /DE/
$332K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
denominator unverified
|
$1,021,000
133,764 shares
|
— | 30 Jun 2020 |
| KOM Wealth Management Group, LLC |
13F
Company
|
—
denominator unverified
|
$547,000
71,730 shares
|
— | 30 Jun 2020 |
| Bulldog Investors, LLP |
13F
Company
|
—
denominator unverified
|
$534,000
70,000 shares
|
— | 30 Jun 2020 |
| AMERIPRISE FINANCIAL INC |
13F
Company
|
—
denominator unverified
|
$499,000
65,448 shares
|
— | 30 Jun 2020 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
denominator unverified
|
$332,000
43,462 shares
|
— | 30 Jun 2020 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
denominator unverified
|
$223,000
29,174 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
1
Principal
$870
Rows available
1
| Investor | Option | Weight % | Change % | SEC-reported value | * Price (% of par) | Principal | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q1 2026 Across Filers
Q1 2026 holders
1
Q3 2020 holders
1
Holder diff
0
| Investor | Q1 2026 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q1 2026 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend