PROSPECT CAPITAL CORPORATION - NOTE 5.375%10/1

Q4 2014 13F Holders as of 31 Dec 2014

Type / Class
Debt / NOTE 5.375%10/1
Market price (% of par)
99.62%
Total 13F principal
$99,159,918
Principal change
-$8,410,658
Total reported market value
$106,827,759
Number of holders
21
Value change
-$8,471,246
Number of buys
9
Number of sells
19

Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 5.375%10/1 as of Q4 2014

As of 31 Dec 2014, PROSPECT CAPITAL CORPORATION - NOTE 5.375%10/1 was held by 21 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $99,159,918 in principal (par value) of the bond. The largest 10 bondholders included CQS Cayman LP, Citadel Advisors LLC, ZAZOVE ASSOCIATES LLC, Radcliffe Capital Management, L.P., Calamos Advisors LLC, Jefferies Group LLC, JPMORGAN CHASE & CO, Apollo Management Holdings, L.P., Pinnacle Holdings, LLC, and BARCLAYS PLC. This page lists 21 institutional bondholders reporting positions for the Q4 2014 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.