PROSPECT CAPITAL CORPORATION - NOTE 5.375%10/1 Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2017

Type / Class
Debt / NOTE 5.375%10/1
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 5.375%10/1 across Reporting Periods

Period Principal Value Change Price (% of par) (Median) Investors
2017 Q4 $0 $0 -$13,046,937 0
2017 Q3 $13,869,005 $13,904,937 -$1,337,563 100.0% 32
2017 Q2 $15,424,532 $15,555,655 -$64,984,145 100.0% 32
2017 Q1 $79,632,792 $80,695,193 -$13,869,639 100.9% 39
2016 Q4 $93,265,905 $95,105,313 -$7,649,814 101.5% 41
2016 Q3 $84,647,734 $92,214,435 -$2,413,911,665 102.12% 42
2016 Q2 $90,730,555 $92,198,620 -$24,959,303 101.25% 41
2016 Q1 $111,255,105 $108,845,113 +$10,045,692 98.0% 38
2015 Q4 $101,833,367 $100,927,640 +$5,460,600 99.12% 37
2015 Q3 $95,186,171 $95,430,624 -$7,951,141 100.0% 33
2015 Q2 $102,920,444 $104,150,294 -$6,075,721 100.94% 27
2015 Q1 $105,779,037 $108,640,784 +$3,551,982 101.74% 25
2014 Q4 $99,159,918 $106,827,759 -$8,471,246 99.62% 21
2014 Q3 $111,320,576 $115,682,555 +$7,414,203 102.94% 28
2014 Q2 $99,929,554 $104,459,807 +$3,549,477 104.5% 27
2014 Q1 $75,903,591 $80,143,595 +$645,197 105.76% 27