Q4 2013 13F Holders as of 31 Dec 2013
-
Type / Class
-
Debt / NOTE 5.375%10/1
-
Market price (% of par)
-
105.26%
-
Total 13F principal
-
$95,303,378
-
Principal change
-
+$1,800,000
-
Total reported market value
-
$100,472,815
-
Number of holders
-
23
-
Value change
-
+$1,872,231
-
Number of buys
-
1
-
Number of sells
-
1
Institutional Holders of PROSPECT CAPITAL CORPORATION - NOTE 5.375%10/1 as of Q4 2013
As of 31 Dec 2013,
PROSPECT CAPITAL CORPORATION - NOTE 5.375%10/1 was held by
23 institutional
bondholders
reporting positions in Form 13F filings.
These institutions reported holding
$95,303,378
in principal (par value) of the bond.
The largest 10 bondholders included
Lombard Odier Asset Management (Europe) Ltd, Citadel Advisors LLC, JPMORGAN CHASE & CO, ZAZOVE ASSOCIATES LLC, OAKTREE CAPITAL MANAGEMENT LP, BASSO CAPITAL MANAGEMENT L.P., ADVENT CAPITAL MANAGEMENT /DE/, GLG Partners LP, Apollo Management Holdings, L.P., and UBS GLOBAL ASSET MANAGEMENT AMERICAS INC.
This page lists
23
institutional bondholders reporting positions
for the Q4 2013 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price (% of par)
|
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.