Security key
74348T102
PROSPECT CAPITAL CORP - Common Stock, par value $ 0.001 per share (PSEC)
CUSIP: 74348T102
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Stock, par value $ 0.001 per share
- Total 13F shares
- 33,543,290
- Total 13F value
- $258,066,647
- Share change
- -4,229,709
- Put/Call ratio
- 68%
- SEC-reported price per share
- $7.70
- Number of holders
- 184
- Value change
- -$35,883,650
- Number of buys
- 93
- Number of sells
- 71
- Shares outstanding
- 500,423,816
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
184
Top holders
10
PSEC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
PROSPECT CAPITAL CORP SEC filings
PROSPECT CAPITAL CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 74348T102
Recent filing periods:
Ownership snapshot
Top reported holders of PSEC - PROSPECT CAPITAL CORP - Common Stock, par value $ 0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
LSV ASSET MANAGEMENT
Disclosed value leader
LSV ASSET MANAGEMENT
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 1.2%
Showing 1-6 of 15 holder rows.
Quick read
LSV ASSET MANAGEMENT leads the comparable SEC ownership view at 1.2%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens LSV ASSET MANAGEMENT's linked filing trail.
Comparable ownership
Top 5
LSV ASSET MANAGEMENT
1.2%
ARROWSTREET CAPITAL, LIMITED PART...
0.73%
VAN ECK ASSOCIATES CORP
0.52%
Legal & General Group Plc
0.49%
Invesco Ltd.
0.4%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| LSV ASSET MANAGEMENT |
13F
Company
|
1.2%
|
$49,912,000
5,949,008 shares
|
— | 30 Jun 2021 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
Company
|
0.73%
|
$30,674,000
3,656,040 shares
|
— | 30 Jun 2021 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
0.52%
|
$21,762,000
2,593,782 shares
|
— | 30 Jun 2021 |
| Legal & General Group Plc |
13F
Company
|
0.49%
|
$20,748,000
2,474,446 shares
|
— | 30 Jun 2021 |
| Invesco Ltd. |
13F
Company
|
0.4%
|
$16,847,000
2,008,010 shares
|
— | 30 Jun 2021 |
| BlackRock Finance, Inc. |
13F
Company
|
0.36%
|
$15,142,000
1,804,780 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
184
Shares
33,543,290
Rows available
184
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
197
Q3 2021 holders
184
Holder diff
-13
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend