PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD) Institutional Ownership

13F Institutional Holders and Ownership History from Q3 2015 to Q4 2025

Type / Class
Equity / EXCHANGE TRADED PRODUCT
Symbol
YLD
Shares outstanding
14,805,169
Price per share
$19.00
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
17,214,466
Total reported value
$334,387,791
% of total 13F portfolios
0%
Share change
+3,724,238
Value change
+$72,383,689
Number of holders
66
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
STRATEGIC PLANNING GROUP, LLC 7.1% $19,930,126 1,051,167 STRATEGIC PLANNING GROUP, LLC 31 Dec 2024

As of 30 Sep 2025, 66 institutional investors reported holding 17,214,466 shares of PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD). This represents 116% of the company’s total 14,805,169 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD) together control 110% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
PRINCIPAL FINANCIAL GROUP INC 19% 2,870,483 +3.9% 0.03% $55,567,812
PRINCIPAL SECURITIES, INC. 14% 2,112,828 +46% 0.68% $41,092,788
LPL Financial LLC 11% 1,702,391 +21% 0.01% $33,110,126
ENVESTNET ASSET MANAGEMENT INC 11% 1,615,916 +59% 0.01% $31,428,280
AMERIPRISE FINANCIAL INC 7.1% 1,055,546 0% $20,503,084
Cyndeo Wealth Partners, LLC 6.3% 933,334 -0.48% 1% $18,152,607
Ameritas Investment Partners, Inc. 5.6% 826,104 +6.7% 0.49% $16,067,070
RAYMOND JAMES FINANCIAL INC 5.1% 748,137 +26% 0% $14,550,653
WELLS FARGO & COMPANY/MN 4.4% 653,699 +168% 0% $12,713,928
NICOLET ADVISORY SERVICES, LLC 3.6% 539,537 +4% 0.81% $10,418,468
JPMORGAN CHASE & CO 3.2% 475,448 +8.5% 0% $9,247,085
Integrated Wealth Concepts LLC 2.7% 395,362 +43% 0.07% $7,689,475
ROYAL BANK OF CANADA 2.6% 388,996 +35% 0% $7,566,000
US BANCORP \DE\ 1.9% 276,581 +1.9% 0.01% $5,379,285
BlueStem Wealth Partners, LLC 1.8% 267,765 +17% 0.6% $5,207,817
NewEdge Advisors, LLC 1.5% 220,870 +93% 0.02% $4,295,747
Envestnet Portfolio Solutions, Inc. 1.4% 211,712 +5.1% 0.02% $4,117,629
Manske Wealth Management 1.2% 178,351 +4.4% 1.1% $3,468,784
McAdam, LLC 1.2% 171,253 +17% 0.16% $3,330,728
Cedar Point Capital Partners, LLC 1.1% 156,683 +1.1% 2% $3,047,363
Diversify Advisory Services, LLC 0.88% 129,837 0.08% $2,474,693
Mariner, LLC 0.79% 116,414 +29% 0% $2,264,160
OSAIC HOLDINGS, INC. 0.66% 98,303 +18% 0% $1,905,971
AJ Advisors, LLC 0.6% 88,969 -6.2% 0.71% $1,730,367
STIFEL FINANCIAL CORP 0.59% 88,010 -5.8% 0% $1,711,709

Institutional Holders of PRINCIPAL EXCHANGE-TRADED FUNDS - EXCHANGE TRADED PRODUCT (YLD) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,951,269 $37,333,159 +$16,362,851 $19.00 8
2025 Q3 17,214,466 $334,387,791 +$72,383,689 $19.45 66
2025 Q2 13,490,242 $260,920,183 +$25,451,281 $19.37 61
2025 Q1 12,199,275 $231,923,725 +$16,836,285 $19.05 58
2024 Q4 11,312,367 $216,986,764 +$15,942,967 $19.18 52
2024 Q3 9,750,146 $190,394,781 +$17,157,494 $19.53 50
2024 Q2 8,886,275 $169,248,516 +$34,186,868 $19.05 38
2024 Q1 7,091,340 $135,771,746 +$13,550,454 $19.16 37
2023 Q4 6,411,184 $120,844,603 +$18,240,836 $18.86 35
2023 Q3 4,583,432 $82,748,395 -$1,120,761 $18.05 23
2023 Q2 4,639,556 $85,127,088 +$33,369,195 $18.36 22
2023 Q1 2,758,974 $50,515,397 -$16,174,334 $18.31 17
2022 Q4 3,642,849 $65,024,005 +$4,214,362 $17.85 14
2022 Q3 3,406,832 $59,073,000 -$110,431,319 $17.34 13
2022 Q2 9,774,796 $173,454,000 -$442,709 $17.75 16
2022 Q1 9,793,080 $195,274,000 -$4,732,908 $19.94 17
2021 Q4 10,032,377 $208,974,000 +$199,342,236 $20.83 20
2021 Q3 462,319 $9,676,948 +$5,403,048 $20.93 17
2021 Q2 197,907 $8,266,739 -$1,578,683 $41.75 18
2021 Q1 236,003 $9,629,006 -$1,970,620 $40.78 18
2020 Q4 279,630 $11,100,000 -$2,176,997 $39.70 16
2020 Q3 334,630 $12,620,000 -$5,710,884 $37.71 19
2020 Q2 491,359 $17,749,000 -$228,322 $36.12 22
2020 Q1 500,120 $16,148,000 +$853,179 $32.29 21
2019 Q4 433,117 $17,754,000 +$1,498,675 $41.00 21
2019 Q3 323,822 $13,015,000 +$2,074,018 $40.19 17
2019 Q2 272,220 $10,915,000 +$1,648,345 $40.04 14
2019 Q1 231,076 $9,199,000 +$3,752,181 $39.81 11
2018 Q4 141,421 $5,363,000 +$3,055,500 $37.93 7
2018 Q3 59,037 $2,405,000 +$471,240 $40.72 7
2018 Q2 47,471 $1,912,000 -$444,534 $40.26 5
2018 Q1 58,594 $2,339,580 -$271,396,829 $39.91 6
2017 Q4 6,632,628 $273,785,068 +$574,136 $41.27 5
2017 Q3 6,618,305 $277,666,314 -$7,230 $41.92 7
2017 Q2 6,618,474 $275,791,210 +$270,719,083 $41.67 7
2017 Q1 6,570,864 $270,324,000 +$23,454 $41.14 6
2016 Q4 6,570,312 $264,591,000 +$1,195,263 $40.26 7
2016 Q3 6,540,614 $265,612,000 -$30,265,838 $40.61 7
2016 Q2 7,320,771 $284,342,000 +$268,033,106 $38.85 8
2016 Q1 419,837 $13,273,000 +$1,218,170 $37.44 4
2015 Q4 323,087 $11,895,000 +$2,930 $36.82 5
2015 Q3 323,000 $12,074,000 +$12,074,000 $37.38 2