PIMCO Income Strategy Fund II - COM (PFN)

CUSIP: 72201J104

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class
Equity / COM
Total 13F shares
10,875,906
Share change
+597,956
Total reported value
$114,531,572
Price per share
$10.53
Number of holders
74
Value change
+$6,164,064
Number of buys
38
Number of sells
23

Quarterly Holders Quick Answers

What is CUSIP 72201J104?
CUSIP 72201J104 identifies PFN - PIMCO Income Strategy Fund II - COM in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of PFN - PIMCO Income Strategy Fund II - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
1,800,677
$19,917,000 30 Jun 2014
13F
Horizon Kinetics LLC
13F
Company
class O/S missing
1,632,250
$18,053,000 30 Jun 2014
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
1,307,346
$14,459,000 30 Jun 2014
13F
COHEN & STEERS, INC.
13F
Company
class O/S missing
1,104,191
$12,212,000 30 Jun 2014
13F
FIRST FOUNDATION ADVISORS
13F
Company
class O/S missing
504,460
$5,579,000 30 Jun 2014
13F
UBS AG
13F
Company
class O/S missing
467,241
$5,168,000 30 Jun 2014
13F
MORGAN STANLEY
13F
Company
class O/S missing
276,999
$3,064,000 30 Jun 2014
13F
PRUDENTIAL PLC
13F
Company
class O/S missing
266,666
$2,949,000 30 Jun 2014
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
247,205
$2,734,000 30 Jun 2014
13F
LPL Financial LLC
13F
Company
class O/S missing
191,947
$2,123,000 30 Jun 2014
13F
Coe Capital Management, LLC
13F
Company
class O/S missing
149,746
$1,903,000 30 Jun 2014
13F
SIT INVESTMENT ASSOCIATES INC
13F
Company
class O/S missing
157,882
$1,746,000 30 Jun 2014
13F
Shaker Financial Services, LLC
13F
Company
class O/S missing
156,678
$1,733,000 30 Jun 2014
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
261,698
$1,466,872 30 Jun 2014
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
121,567
$1,344,000 30 Jun 2014
13F
CONNING INC.
13F
Company
class O/S missing
90,399
$1,000,000 30 Jun 2014
13F
Addison Capital Co
13F
Company
class O/S missing
81,314
$899,000 30 Jun 2014
13F
Robert W. Baird & Co. Inc
13F
Company
class O/S missing
78,952
$873,000 30 Jun 2014
13F
Index Management Solutions, LLC
13F
Company
class O/S missing
68,272
$755,000 30 Jun 2014
13F
NATIONAL PLANNING CORP
13F
Company
class O/S missing
65,737
$727,000 30 Jun 2014
13F
CITIGROUP INC
13F
Company
class O/S missing
64,509
$713,000 30 Jun 2014
13F
HOLLENCREST CAPITAL MANAGEMENT
13F
Company
class O/S missing
62,953
$697,000 30 Jun 2014
13F
KMS FINANCIAL SERVICES, INC
13F
Company
class O/S missing
61,243
$677,000 30 Jun 2014
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
59,625
$659,000 30 Jun 2014
13F
AVALON CAPITAL MANAGEMENT
13F
Company
class O/S missing
54,000
$597,000 30 Jun 2014
13F
CSS LLC/IL
13F
Company
class O/S missing
49,652
$549,000 30 Jun 2014
13F
IMA Advisory Services, Inc.
13F
Company
class O/S missing
49,179
$544,000 30 Jun 2014
13F
First Allied Advisory Services, Inc.
13F
Company
class O/S missing
46,998
$518,000 30 Jun 2014
13F
Commonwealth Equity Services, Inc
13F
Company
class O/S missing
41,361
$457,000 30 Jun 2014
13F
SHUFRO ROSE & CO LLC
13F
Company
class O/S missing
39,400
$435,000 30 Jun 2014
13F
Creative Planning
13F
Company
class O/S missing
32,839
$363,000 30 Jun 2014
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
25,057
$277,130 30 Jun 2014
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
24,121
$267,000 30 Jun 2014
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
22,600
$250,000 30 Jun 2014
13F
MERIDIAN INVESTMENT COUNSEL INC.
13F
Company
class O/S missing
21,900
$242,000 30 Jun 2014
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
21,574
$239,000 30 Jun 2014
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
20,205
$224,000 30 Jun 2014
13F
McAdams Wright Ragen, Inc.
13F
Company
class O/S missing
19,699
$217,000 30 Jun 2014
13F
SUNTRUST BANKS INC
13F
Company
class O/S missing
19,627
$217,000 30 Jun 2014
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
17,314
$191,000 30 Jun 2014
13F
IFC Holdings Incorporated/FL
13F
Company
class O/S missing
15,644
$174,000 30 Jun 2014
13F
DEUTSCHE BANK AG\
13F
Company
class O/S missing
15,000
$165,000 30 Jun 2014
13F
US BANCORP \DE\
13F
Company
class O/S missing
14,300
$158,000 30 Jun 2014
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
13,446
$150,000 30 Jun 2014
13F
CREDIT SUISSE AG/
13F
Company
class O/S missing
13,150
$145,000 30 Jun 2014
13F
Greenwich Wealth Management LLC
13F
Company
class O/S missing
11,850
$131,000 30 Jun 2014
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
11,476
$127,000 30 Jun 2014
13F
SYNOVUS FINANCIAL CORP
13F
Company
class O/S missing
11,159
$123,000 30 Jun 2014
13F
INVESTMENT CENTERS OF AMERICA INC
13F
Company
class O/S missing
10,905
$121,000 30 Jun 2014
13F
ParenteBeard Wealth Management, LLC
13F
Company
class O/S missing
10,734
$119,000 30 Jun 2014
13F

Institutional Holders of PIMCO Income Strategy Fund II - COM (PFN) as of Q3 2014

As of 30 Sep 2014, PIMCO Income Strategy Fund II - COM (PFN) was held by 74 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 10,875,906 shares. The largest 10 holders included GUGGENHEIM CAPITAL LLC, Horizon Kinetics LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, COHEN & STEERS INC, Invesco Ltd., UBS AG, FIRST FOUNDATION ADVISORS, MORGAN STANLEY, PRUDENTIAL PLC, and GRAYBILL BARTZ & ASSOC LTD. This page lists 74 institutional shareholders reporting positions in this security for the Q3 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders
68
Q3 2014 holders
74
Holder diff
6
Investor Q2 2014 Shares Q3 2014 Shares Share Diff Share Chg % Q2 2014 Value $ Q3 2014 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.