PIMCO Income Strategy Fund II - COM (PFN)

CUSIP: 72201J104

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Equity / COM
Total 13F shares
10,064,533
Share change
-585,111
Total reported value
$104,958,679
Price per share
$10.40
Number of holders
72
Value change
-$6,019,646
Number of buys
27
Number of sells
26

Quarterly Holders Quick Answers

What is CUSIP 72201J104?
CUSIP 72201J104 identifies PFN - PIMCO Income Strategy Fund II - COM in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of PFN - PIMCO Income Strategy Fund II - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Horizon Kinetics LLC
13F
Company
class O/S missing
1,438,564
$14,314,000 31 Dec 2013
13F
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
1,332,961
$13,261,000 31 Dec 2013
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
1,240,421
$12,342,000 31 Dec 2013
13F
Advisors Capital Management, LLC
13F
Company
class O/S missing
1,018,875
$10,138,000 31 Dec 2013
13F
COHEN & STEERS, INC.
13F
Company
class O/S missing
943,818
$9,391,000 31 Dec 2013
13F
FIRST FOUNDATION ADVISORS
13F
Company
class O/S missing
522,239
$5,196,000 31 Dec 2013
13F
LPL Financial LLC
13F
Company
class O/S missing
399,687
$3,977,000 31 Dec 2013
13F
MORGAN STANLEY
13F
Company
class O/S missing
295,995
$2,945,000 31 Dec 2013
13F
PRUDENTIAL PLC
13F
Company
class O/S missing
266,666
$2,653,000 31 Dec 2013
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
242,708
$2,415,000 31 Dec 2013
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
241,352
$2,401,000 31 Dec 2013
13F
UBS AG
13F
Company
class O/S missing
194,734
$1,938,000 31 Dec 2013
13F
Coe Capital Management, LLC
13F
Company
class O/S missing
139,200
$1,707,000 31 Dec 2013
13F
CITIGROUP INC
13F
Company
class O/S missing
164,903
$1,641,000 31 Dec 2013
13F
Shaker Financial Services, LLC
13F
Company
class O/S missing
159,912
$1,591,000 31 Dec 2013
13F
SIT INVESTMENT ASSOCIATES INC
13F
Company
class O/S missing
142,282
$1,416,000 31 Dec 2013
13F
B. Riley Wealth Advisors, Inc.
13F
Company
class O/S missing
134,453
$1,338,000 31 Dec 2013
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
94,253
$938,000 31 Dec 2013
13F
Investors Capital Advisory Services
13F
Company
class O/S missing
91,461
$909,000 31 Dec 2013
13F
CONNING INC.
13F
Company
class O/S missing
90,399
$899,000 31 Dec 2013
13F
Addison Capital Co
13F
Company
class O/S missing
83,140
$827,000 31 Dec 2013
13F
NATIONAL PLANNING CORP
13F
Company
class O/S missing
71,481
$713,000 31 Dec 2013
13F
HOLLENCREST CAPITAL MANAGEMENT
13F
Company
class O/S missing
66,265
$659,000 31 Dec 2013
13F
MUFG Americas Holdings Corp
13F
Company
class O/S missing
65,440
$651,000 31 Dec 2013
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
60,963
$606,582 31 Dec 2013
13F
KMS FINANCIAL SERVICES, INC
13F
Company
class O/S missing
58,607
$583,000 31 Dec 2013
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
53,134
$528,000 31 Dec 2013
13F
CSS LLC/IL
13F
Company
class O/S missing
49,652
$494,000 31 Dec 2013
13F
SG Americas Securities, LLC
13F
Company
class O/S missing
45,844
$456,000 31 Dec 2013
13F
First Allied Advisory Services, Inc.
13F
Company
class O/S missing
39,678
$396,000 31 Dec 2013
13F
CREDIT SUISSE AG/
13F
Company
class O/S missing
39,155
$390,000 31 Dec 2013
13F
Commonwealth Equity Services, Inc
13F
Company
class O/S missing
38,497
$383,000 31 Dec 2013
13F
Lyons Wealth Management, LLC.
13F
Company
class O/S missing
35,837
$360,000 31 Dec 2013
13F
Robert W. Baird & Co. Inc
13F
Company
class O/S missing
33,706
$335,000 31 Dec 2013
13F
SHUFRO ROSE & CO LLC
13F
Company
class O/S missing
32,400
$322,000 31 Dec 2013
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
22,600
$225,000 31 Dec 2013
13F
Virtu KCG Holdings LLC
13F
Company
class O/S missing
21,942
$218,000 31 Dec 2013
13F
MERIDIAN INVESTMENT COUNSEL INC.
13F
Company
class O/S missing
21,900
$218,000 31 Dec 2013
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
21,574
$215,000 31 Dec 2013
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
19,614
$196,000 31 Dec 2013
13F
SUNTRUST BANKS INC
13F
Company
class O/S missing
19,627
$195,000 31 Dec 2013
13F
Index Management Solutions, LLC
13F
Company
class O/S missing
16,659
$166,000 31 Dec 2013
13F
IMA Advisory Services, Inc.
13F
Company
class O/S missing
16,579
$165,000 31 Dec 2013
13F
McAdams Wright Ragen, Inc.
13F
Company
class O/S missing
15,699
$156,000 31 Dec 2013
13F
US BANCORP \DE\
13F
Company
class O/S missing
14,300
$142,000 31 Dec 2013
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
13,925
$139,000 31 Dec 2013
13F
Sequoia Financial Advisors, LLC
13F
Company
class O/S missing
13,640
$136,000 31 Dec 2013
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
12,440
$123,000 31 Dec 2013
13F
BARCLAYS PLC
13F
Company
class O/S missing
12,300
$112,000 31 Dec 2013
13F
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
11,178
$111,000 31 Dec 2013
13F

Institutional Holders of PIMCO Income Strategy Fund II - COM (PFN) as of Q1 2014

As of 31 Mar 2014, PIMCO Income Strategy Fund II - COM (PFN) was held by 72 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 10,064,533 shares. The largest 10 holders included Horizon Kinetics LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, GUGGENHEIM CAPITAL LLC, COHEN & STEERS INC, FIRST FOUNDATION ADVISORS, Invesco Ltd., MORGAN STANLEY, Advisors Capital Management, LLC, PRUDENTIAL PLC, and UBS AG. This page lists 72 institutional shareholders reporting positions in this security for the Q1 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders
70
Q1 2014 holders
72
Holder diff
2
Investor Q4 2013 Shares Q1 2014 Shares Share Diff Share Chg % Q4 2013 Value $ Q1 2014 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.