PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / COM
- Total 13F shares
- 8,806,849
- Share change
- +398,483
- Total reported value
- $113,889,536
- Price per share
- $12.91
- Number of holders
- 110
- Value change
- +$3,203,571
- Number of buys
- 60
- Number of sells
- 40
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,526,277
|
$28,999,000 | — | 31 Dec 2019 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
1,070,441
|
$20,470,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
914,280
|
$17,371,000 | — | 31 Dec 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
527,310
|
$10,018,000 | — | 31 Dec 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
458,936
|
$8,721,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
396,358
|
$7,532,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
371,090
|
$7,051,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
295,887
|
$5,621,000 | — | 31 Dec 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
284,028
|
$5,397,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
186,273
|
$3,539,000 | — | 31 Dec 2019 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
183,202
|
$3,486,000 | — | 31 Dec 2019 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
169,231
|
$3,215,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
104,415
|
$1,984,000 | — | 31 Dec 2019 | |
| Independent Advisor Alliance |
13F
|
Company |
—
class O/S missing
|
102,837
|
$1,954,000 | — | 31 Dec 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
88,382
|
$1,679,000 | — | 31 Dec 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
87,859
|
$1,669,000 | — | 31 Dec 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
85,207
|
$1,618,000 | — | 31 Dec 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
79,982
|
$1,520,000 | — | 31 Dec 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
68,136
|
$1,295,000 | — | 31 Dec 2019 | |
| Aurora Private Wealth, Inc. |
13F
|
Company |
—
class O/S missing
|
65,537
|
$1,245,000 | — | 31 Dec 2019 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
61,897
|
$1,176,000 | — | 31 Dec 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
60,123
|
$1,142,000 | — | 31 Dec 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
59,548
|
$1,131,000 | — | 31 Dec 2019 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
56,073
|
$1,065,000 | — | 31 Dec 2019 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
—
class O/S missing
|
54,528
|
$1,036,000 | — | 31 Dec 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
54,024
|
$1,026,000 | — | 31 Dec 2019 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
47,729
|
$907,000 | — | 31 Dec 2019 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
45,558
|
$866,000 | — | 31 Dec 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
44,468
|
$845,000 | — | 31 Dec 2019 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
41,878
|
$796,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
41,270
|
$784,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
38,249
|
$727,000 | — | 31 Dec 2019 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
37,394
|
$710,000 | — | 31 Dec 2019 | |
| Mirador Capital Partners LP |
13F
|
Company |
—
class O/S missing
|
36,494
|
$693,000 | — | 31 Dec 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
35,768
|
$680,000 | — | 31 Dec 2019 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
35,527
|
$672,000 | — | 31 Dec 2019 | |
| Financial Advocates Investment Management |
13F
|
Company |
—
class O/S missing
|
35,027
|
$666,000 | — | 31 Dec 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
33,180
|
$630,000 | — | 31 Dec 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
30,650
|
$585,000 | — | 31 Dec 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
30,386
|
$577,000 | — | 31 Dec 2019 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
30,164
|
$573,000 | — | 31 Dec 2019 | |
| Plotkin Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
28,518
|
$541,842 | — | 31 Dec 2019 | |
| J.W. COLE ADVISORS, INC. |
13F
|
Company |
—
class O/S missing
|
27,502
|
$523,000 | — | 31 Dec 2019 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
25,810
|
$490,000 | — | 31 Dec 2019 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
24,986
|
$475,000 | — | 31 Dec 2019 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
24,523
|
$465,932 | — | 31 Dec 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
23,950
|
$455,000 | — | 31 Dec 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
23,196
|
$441,000 | — | 31 Dec 2019 | |
| HWG Holdings LP |
13F
|
Company |
—
class O/S missing
|
22,430
|
$426,000 | — | 31 Dec 2019 | |
| VERUS CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
22,361
|
$425,000 | — | 31 Dec 2019 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q1 2020
As of 31 Mar 2020,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
110 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,806,849 shares.
The largest 10 holders included
LPL Financial LLC, PROEQUITIES, INC., MORGAN STANLEY, COMMONWEALTH EQUITY SERVICES, LLC, Advisor Group Holdings, Inc., Cetera Advisor Networks LLC, BANK OF AMERICA CORP /DE/, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Cetera Investment Advisers, and UBS Group AG.
This page lists
110
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
104
Q1 2020 holders
110
Holder diff
6
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.