PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / COM
- Total 13F shares
- 7,900,995
- Share change
- +230,169
- Total reported value
- $143,451,024
- Price per share
- $18.14
- Number of holders
- 87
- Value change
- +$4,214,884
- Number of buys
- 43
- Number of sells
- 42
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,343,005
|
$24,362,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,057,144
|
$19,177,000 | — | 30 Jun 2019 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
681,668
|
$12,440,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
479,718
|
$8,702,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
440,789
|
$7,996,000 | — | 30 Jun 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
423,306
|
$7,679,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
296,964
|
$5,387,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
275,270
|
$4,993,000 | — | 30 Jun 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
232,285
|
$4,214,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
215,866
|
$3,915,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
207,323
|
$3,761,000 | — | 30 Jun 2019 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
149,445
|
$2,715,000 | — | 30 Jun 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
108,050
|
$1,960,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
92,275
|
$1,674,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
89,046
|
$1,615,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
65,680
|
$1,191,000 | — | 30 Jun 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
58,174
|
$1,055,000 | — | 30 Jun 2019 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
57,166
|
$1,038,000 | — | 30 Jun 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
56,477
|
$1,024,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
55,503
|
$1,007,000 | — | 30 Jun 2019 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
54,004
|
$980,000 | — | 30 Jun 2019 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
—
class O/S missing
|
52,520
|
$953,000 | — | 30 Jun 2019 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
47,158
|
$855,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
46,450
|
$842,000 | — | 30 Jun 2019 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
46,221
|
$838,000 | — | 30 Jun 2019 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
46,049
|
$835,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
41,998
|
$762,000 | — | 30 Jun 2019 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
40,602
|
$737,000 | — | 30 Jun 2019 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
37,966
|
$689,000 | — | 30 Jun 2019 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
37,796
|
$686,000 | — | 30 Jun 2019 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
37,494
|
$680,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
33,162
|
$602,000 | — | 30 Jun 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
31,630
|
$574,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
31,137
|
$565,000 | — | 30 Jun 2019 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
30,215
|
$548,000 | — | 30 Jun 2019 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
29,995
|
$544,000 | — | 30 Jun 2019 | |
| Financial Advocates Investment Management |
13F
|
Company |
—
class O/S missing
|
27,690
|
$502,000 | — | 30 Jun 2019 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
27,172
|
$492,000 | — | 30 Jun 2019 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
26,856
|
$487,000 | — | 30 Jun 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
26,720
|
$485,000 | — | 30 Jun 2019 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
25,810
|
$468,000 | — | 30 Jun 2019 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
25,255
|
$458,128 | — | 30 Jun 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
25,156
|
$456,000 | — | 30 Jun 2019 | |
| Paloma Partners Management Co |
13F
|
Company |
—
class O/S missing
|
23,888
|
$433,000 | — | 30 Jun 2019 | |
| SYM FINANCIAL Corp |
13F
|
Company |
—
class O/S missing
|
23,418
|
$425,000 | — | 30 Jun 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
23,242
|
$422,000 | — | 30 Jun 2019 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
23,228
|
$421,000 | — | 30 Jun 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
23,156
|
$420,000 | — | 30 Jun 2019 | |
| Capital Wealth Planning, LLC |
13F
|
Company |
—
class O/S missing
|
22,055
|
$400,000 | — | 30 Jun 2019 | |
| TFG Advisers LLC |
13F
|
Company |
—
class O/S missing
|
21,708
|
$393,000 | — | 30 Jun 2019 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q3 2019
As of 30 Sep 2019,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
87 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,900,995 shares.
The largest 10 holders included
LPL Financial LLC, MORGAN STANLEY, PROEQUITIES, INC., COMMONWEALTH EQUITY SERVICES, LLC, Cetera Advisor Networks LLC, BANK OF AMERICA CORP /DE/, LADENBURG THALMANN FINANCIAL SERVICES INC., Advisor Group, Inc., NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, and UBS Group AG.
This page lists
87
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
94
Q3 2019 holders
87
Holder diff
-7
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.