PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)

CUSIP: 72201B101

Q1 2019 13F Holders as of 31 Mar 2019

Type / Class
Equity / COM
Total 13F shares
6,810,500
Share change
+725,817
Total reported value
$119,037,495
Price per share
$17.49
Number of holders
99
Value change
+$13,597,743
Number of buys
38
Number of sells
41

Quarterly Holders Quick Answers

What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
MORGAN STANLEY
13F
Company
class O/S missing
839,488
$12,878,000 31 Dec 2018
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
490,141
$7,518,000 31 Dec 2018
13F
Invesco Ltd.
13F
Company
class O/S missing
473,360
$7,261,000 31 Dec 2018
13F
COHEN & STEERS, INC.
13F
Company
class O/S missing
402,285
$6,171,000 31 Dec 2018
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
358,247
$5,495,000 31 Dec 2018
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
291,946
$4,476,000 31 Dec 2018
13F
LPL Financial LLC
13F
Company
class O/S missing
252,325
$3,871,000 31 Dec 2018
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
223,203
$3,424,000 31 Dec 2018
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
221,680
$3,400,000 31 Dec 2018
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
213,460
$3,332,000 31 Dec 2018
13F
UBS Group AG
13F
Company
class O/S missing
202,563
$3,108,000 31 Dec 2018
13F
Advisor Group, Inc.
13F
Company
class O/S missing
190,619
$2,924,000 31 Dec 2018
13F
Cetera Investment Advisers
13F
Company
class O/S missing
154,616
$2,371,000 31 Dec 2018
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
135,574
$2,079,000 31 Dec 2018
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
86,394
$1,325,000 31 Dec 2018
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
79,437
$1,224,000 31 Dec 2018
13F
US BANCORP \DE\
13F
Company
class O/S missing
57,772
$887,000 31 Dec 2018
13F
Terra Nova Asset Management LLC
13F
Company
class O/S missing
56,980
$874,000 31 Dec 2018
13F
MML INVESTORS SERVICES, LLC
13F
Company
class O/S missing
56,465
$866,000 31 Dec 2018
13F
Cornerstone Wealth Management, LLC
13F
Company
class O/S missing
55,715
$856,000 31 Dec 2018
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
49,263
$756,000 31 Dec 2018
13F
HOLLENCREST CAPITAL MANAGEMENT
13F
Company
class O/S missing
48,358
$742,000 31 Dec 2018
13F
IFP Advisors, Inc
13F
Company
class O/S missing
46,684
$729,000 31 Dec 2018
13F
Covenant Asset Management, LLC
13F
Company
class O/S missing
40,435
$722,000 31 Dec 2018
13F
Homrich & Berg
13F
Company
class O/S missing
44,611
$684,000 31 Dec 2018
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
44,212
$678,000 31 Dec 2018
13F
Weiss Asset Management LP
13F
Company
class O/S missing
40,234
$617,000 31 Dec 2018
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
class O/S missing
38,903
$597,000 31 Dec 2018
13F
Ameritas Investment Company, LLC
13F
Company
class O/S missing
38,170
$586,000 31 Dec 2018
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
37,705
$578,000 31 Dec 2018
13F
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
33,976
$521,000 31 Dec 2018
13F
LINCOLN NATIONAL CORP
13F
Company
class O/S missing
32,297
$495,000 31 Dec 2018
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
32,161
$493,000 31 Dec 2018
13F
OTA Financial Group L.P.
13F
Company
class O/S missing
32,034
$491,000 31 Dec 2018
13F
OARSMAN CAPITAL, INC.
13F
Company
class O/S missing
31,070
$477,000 31 Dec 2018
13F
Sigma Planning Corp
13F
Company
class O/S missing
30,964
$475,000 31 Dec 2018
13F
FIRST FOUNDATION ADVISORS
13F
Company
class O/S missing
30,414
$467,000 31 Dec 2018
13F
Financial Advocates Investment Management
13F
Company
class O/S missing
30,158
$463,000 31 Dec 2018
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
28,984
$445,000 31 Dec 2018
13F
Stratos Wealth Partners, LTD.
13F
Company
class O/S missing
27,350
$420,000 31 Dec 2018
13F
Ahrens Investment Partners LLC
13F
Company
class O/S missing
25,300
$388,000 31 Dec 2018
13F
GILL CAPITAL PARTNERS, LLC
13F
Company
class O/S missing
20,386
$387,000 31 Dec 2018
13F
First Allied Advisory Services, Inc.
13F
Company
class O/S missing
23,775
$365,000 31 Dec 2018
13F
SYM FINANCIAL Corp
13F
Company
class O/S missing
23,418
$359,000 31 Dec 2018
13F
GOULD ASSET MANAGEMENT LLC /CA/
13F
Company
class O/S missing
23,228
$356,000 31 Dec 2018
13F
Neuberger Berman Group LLC
13F
Company
class O/S missing
23,210
$356,000 31 Dec 2018
13F
D.A. DAVIDSON & CO.
13F
Company
class O/S missing
22,281
$342,000 31 Dec 2018
13F
TFG Advisers LLC
13F
Company
class O/S missing
21,872
$335,000 31 Dec 2018
13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV
13F
Company
class O/S missing
21,450
$329,000 31 Dec 2018
13F
Capital Investment Advisors, LLC
13F
Company
class O/S missing
20,592
$316,000 31 Dec 2018
13F

Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q1 2019

As of 31 Mar 2019, PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by 99 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,810,500 shares. The largest 10 holders included LPL Financial LLC, MORGAN STANLEY, COMMONWEALTH EQUITY SERVICES, LLC, Invesco Ltd., BANK OF AMERICA CORP /DE/, Cetera Advisor Networks LLC, Advisor Group, Inc., NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, COHEN & STEERS INC, and UBS Group AG. This page lists 99 institutional shareholders reporting positions in this security for the Q1 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2019 vs Q4 2018 Across Filers

Q4 2018 holders
109
Q1 2019 holders
99
Holder diff
-10
Investor Q4 2018 Shares Q1 2019 Shares Share Diff Share Chg % Q4 2018 Value $ Q1 2019 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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