PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q1 2019 13F Holders as of 31 Mar 2019
- Type / Class
- Equity / COM
- Total 13F shares
- 6,810,500
- Share change
- +725,817
- Total reported value
- $119,037,495
- Price per share
- $17.49
- Number of holders
- 99
- Value change
- +$13,597,743
- Number of buys
- 38
- Number of sells
- 41
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
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Next holder-history checks
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- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
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Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
839,488
|
$12,878,000 | — | 31 Dec 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
490,141
|
$7,518,000 | — | 31 Dec 2018 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
473,360
|
$7,261,000 | — | 31 Dec 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
402,285
|
$6,171,000 | — | 31 Dec 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
358,247
|
$5,495,000 | — | 31 Dec 2018 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
291,946
|
$4,476,000 | — | 31 Dec 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
252,325
|
$3,871,000 | — | 31 Dec 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
223,203
|
$3,424,000 | — | 31 Dec 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
221,680
|
$3,400,000 | — | 31 Dec 2018 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
213,460
|
$3,332,000 | — | 31 Dec 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
202,563
|
$3,108,000 | — | 31 Dec 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
190,619
|
$2,924,000 | — | 31 Dec 2018 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
154,616
|
$2,371,000 | — | 31 Dec 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
135,574
|
$2,079,000 | — | 31 Dec 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
86,394
|
$1,325,000 | — | 31 Dec 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
79,437
|
$1,224,000 | — | 31 Dec 2018 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
57,772
|
$887,000 | — | 31 Dec 2018 | |
| Terra Nova Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
56,980
|
$874,000 | — | 31 Dec 2018 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
56,465
|
$866,000 | — | 31 Dec 2018 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
55,715
|
$856,000 | — | 31 Dec 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
49,263
|
$756,000 | — | 31 Dec 2018 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
48,358
|
$742,000 | — | 31 Dec 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
46,684
|
$729,000 | — | 31 Dec 2018 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
40,435
|
$722,000 | — | 31 Dec 2018 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
44,611
|
$684,000 | — | 31 Dec 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
44,212
|
$678,000 | — | 31 Dec 2018 | |
| Weiss Asset Management LP |
13F
|
Company |
—
class O/S missing
|
40,234
|
$617,000 | — | 31 Dec 2018 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
38,903
|
$597,000 | — | 31 Dec 2018 | |
| Ameritas Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
38,170
|
$586,000 | — | 31 Dec 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
37,705
|
$578,000 | — | 31 Dec 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
33,976
|
$521,000 | — | 31 Dec 2018 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
—
class O/S missing
|
32,297
|
$495,000 | — | 31 Dec 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
32,161
|
$493,000 | — | 31 Dec 2018 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
32,034
|
$491,000 | — | 31 Dec 2018 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
31,070
|
$477,000 | — | 31 Dec 2018 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
30,964
|
$475,000 | — | 31 Dec 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
30,414
|
$467,000 | — | 31 Dec 2018 | |
| Financial Advocates Investment Management |
13F
|
Company |
—
class O/S missing
|
30,158
|
$463,000 | — | 31 Dec 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
28,984
|
$445,000 | — | 31 Dec 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
27,350
|
$420,000 | — | 31 Dec 2018 | |
| Ahrens Investment Partners LLC |
13F
|
Company |
—
class O/S missing
|
25,300
|
$388,000 | — | 31 Dec 2018 | |
| GILL CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
20,386
|
$387,000 | — | 31 Dec 2018 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
23,775
|
$365,000 | — | 31 Dec 2018 | |
| SYM FINANCIAL Corp |
13F
|
Company |
—
class O/S missing
|
23,418
|
$359,000 | — | 31 Dec 2018 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
23,228
|
$356,000 | — | 31 Dec 2018 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
23,210
|
$356,000 | — | 31 Dec 2018 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
22,281
|
$342,000 | — | 31 Dec 2018 | |
| TFG Advisers LLC |
13F
|
Company |
—
class O/S missing
|
21,872
|
$335,000 | — | 31 Dec 2018 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
21,450
|
$329,000 | — | 31 Dec 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
20,592
|
$316,000 | — | 31 Dec 2018 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q1 2019
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2019 vs Q4 2018 Across Filers
| Investor | Q4 2018 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q4 2018 Value $ | Q1 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.