PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / COM
- Total 13F shares
- 4,744,308
- Share change
- +27,040
- Total reported value
- $79,595,461
- Price per share
- $16.78
- Number of holders
- 77
- Value change
- +$492,809
- Number of buys
- 37
- Number of sells
- 28
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
602,312
|
$9,920,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
553,678
|
$9,119,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
396,874
|
$6,537,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
341,152
|
$5,619,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
279,629
|
$4,606,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
275,397
|
$4,536,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
229,943
|
$3,787,000 | — | 30 Jun 2017 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
141,472
|
$2,330,000 | — | 30 Jun 2017 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
134,625
|
$2,217,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
129,742
|
$2,137,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
121,624
|
$2,003,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
103,419
|
$1,705,000 | — | 30 Jun 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
93,153
|
$1,534,000 | — | 30 Jun 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
88,253
|
$1,454,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
57,353
|
$945,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
54,110
|
$891,000 | — | 30 Jun 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
53,841
|
$886,000 | — | 30 Jun 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
49,956
|
$823,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
47,137
|
$776,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
47,043
|
$775,000 | — | 30 Jun 2017 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
46,465
|
$765,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
44,703
|
$736,000 | — | 30 Jun 2017 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
43,735
|
$720,000 | — | 30 Jun 2017 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
39,312
|
$647,000 | — | 30 Jun 2017 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
38,280
|
$628,000 | — | 30 Jun 2017 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
37,766
|
$622,000 | — | 30 Jun 2017 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
36,710
|
$605,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
32,232
|
$530,000 | — | 30 Jun 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
28,735
|
$473,000 | — | 30 Jun 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
25,730
|
$424,000 | — | 30 Jun 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
25,280
|
$416,000 | — | 30 Jun 2017 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
—
class O/S missing
|
25,090
|
$415,000 | — | 30 Jun 2017 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
23,810
|
$392,000 | — | 30 Jun 2017 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
23,228
|
$383,000 | — | 30 Jun 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
23,151
|
$382,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
22,658
|
$373,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
22,350
|
$368,000 | — | 30 Jun 2017 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
20,914
|
$344,000 | — | 30 Jun 2017 | |
| Fiera Capital Corp |
13F
|
Company |
—
class O/S missing
|
20,682
|
$341,000 | — | 30 Jun 2017 | |
| TRENT CAPITAL MANAGEMENT INC /NC/ |
13F
|
Company |
—
class O/S missing
|
20,551
|
$338,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
20,436
|
$336,000 | — | 30 Jun 2017 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
20,050
|
$330,000 | — | 30 Jun 2017 | |
| SRH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$329,000 | — | 30 Jun 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
19,600
|
$323,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
19,333
|
$318,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
19,059
|
$314,000 | — | 30 Jun 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
18,585
|
$306,000 | — | 30 Jun 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
17,835
|
$292,000 | — | 30 Jun 2017 | |
| LUCAS CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
17,700
|
$292,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
14,977
|
$247,000 | — | 30 Jun 2017 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q3 2017
As of 30 Sep 2017,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,744,308 shares.
The largest 10 holders included
MORGAN STANLEY, COHEN & STEERS INC, Commonwealth Equity Services, Inc, Invesco Ltd., BANK OF AMERICA CORP /DE/, LPL Financial LLC, UBS Group AG, AMERIPRISE FINANCIAL INC, Cetera Investment Advisers, and IFP Advisors, Inc.
This page lists
77
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
78
Q3 2017 holders
77
Holder diff
-1
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.