Security key
72200Y102
PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (PNI)
CUSIP: 72200Y102
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Shares, no par value
- Shares outstanding
- 23,882,612
- Total 13F shares
- 911,489
- Share change
- +50,268
- Total reported value
- $11,064,486
- Price per share
- $12.07
- Number of holders
- 21
- Value change
- +$854,410
- Number of buys
- 10
- Number of sells
- 4
Report period
Q4 2019
Institutions
21
Top holders
10
PNI full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
PIMCO NEW YORK MUNICIPAL INCOME FUND II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 72200Y102
Recent filing periods:
Top shareholders of PNI - PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Claybrook Capital, LLC |
13F
|
Company |
1.1%
|
260,513
|
$3,108,000 | — | 30 Sep 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.51%
|
121,271
|
$1,447,000 | — | 30 Sep 2019 | |
| Measured Wealth Private Client Group, LLC |
13F
|
Company |
0.48%
|
115,361
|
$1,144,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.35%
|
84,282
|
$1,005,000 | — | 30 Sep 2019 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.31%
|
74,435
|
$895,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.18%
|
43,876
|
$523,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.16%
|
38,435
|
$459,000 | — | 30 Sep 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.09%
|
21,356
|
$255,000 | — | 30 Sep 2019 | |
| Baker Avenue Asset Management, LP |
13F
|
Company |
0.08%
|
18,283
|
$218,000 | — | 30 Sep 2019 | |
| Tidal Investments LLC |
13F
|
Company |
0.07%
|
16,980
|
$202,000 | — | 30 Sep 2019 | |
| Family Manage LLC |
13F
|
Company |
0.06%
|
14,582
|
$174,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.06%
|
13,810
|
$165,000 | — | 30 Sep 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.05%
|
12,603
|
$150,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
10,000
|
$119,000 | — | 30 Sep 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
7,911
|
$94,378 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
3,716
|
$44,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
1,134
|
$14,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
1,051
|
$13,000 | — | 30 Sep 2019 | |
| D'Orazio & Associates, Inc. |
13F
|
Company |
0%
|
1,000
|
$12,000 | — | 30 Sep 2019 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
450
|
$5,000 | — | 30 Sep 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
172
|
$2,000 | — | 30 Sep 2019 |
Institutional Holders of PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (PNI) as of Q4 2019
As of 31 Dec 2019,
PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (PNI) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
911,489 shares.
The largest 10 holders included
Claybrook Capital, LLC, Guggenheim Capital LLC, ROBINSON CAPITAL MANAGEMENT, LLC, Raymond James Financial Services Advisors, Inc., FIRST MANHATTAN CO, UBS Group AG, MORGAN STANLEY, Invesco Ltd., Thomas J. Herzfeld Advisors, Inc., and Baker Avenue Asset Management, LP.
This page lists
21
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
21
Q4 2019 holders
21
Holder diff
0
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.