Security key
72200Y102
PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (PNI)
CUSIP: 72200Y102
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Shares, no par value
- Shares outstanding
- 23,882,612
- Total 13F shares
- 861,221
- Share change
- +207,376
- Total reported value
- $10,048,378
- Price per share
- $11.93
- Number of holders
- 21
- Value change
- +$2,280,271
- Number of buys
- 12
- Number of sells
- 4
Report period
Q3 2019
Institutions
21
Top holders
10
PNI full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
PIMCO NEW YORK MUNICIPAL INCOME FUND II SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 72200Y102
Recent filing periods:
Top shareholders of PNI - PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Claybrook Capital, LLC |
13F
|
Company |
1.1%
|
260,513
|
$3,025,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.47%
|
113,394
|
$1,317,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.32%
|
76,631
|
$890,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.15%
|
36,251
|
$421,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.14%
|
34,126
|
$396,000 | — | 30 Jun 2019 | |
| Baker Avenue Asset Management, LP |
13F
|
Company |
0.08%
|
18,283
|
$212,000 | — | 30 Jun 2019 | |
| Tidal Investments LLC |
13F
|
Company |
0.07%
|
16,805
|
$195,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.07%
|
15,801
|
$183,000 | — | 30 Jun 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
13,055
|
$152,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.05%
|
12,603
|
$146,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.05%
|
12,520
|
$145,000 | — | 30 Jun 2019 | |
| Measured Wealth Private Client Group, LLC |
13F
|
Company |
0.05%
|
11,965
|
$139,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
10,000
|
$116,000 | — | 30 Jun 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
7,911
|
$91,847 | — | 30 Jun 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.03%
|
6,975
|
$80,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.02%
|
3,716
|
$43,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
1,551
|
$18,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
1,133
|
$13,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
450
|
$5,000 | — | 30 Jun 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
162
|
$1,000 | — | 30 Jun 2019 |
Institutional Holders of PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (PNI) as of Q3 2019
As of 30 Sep 2019,
PIMCO NEW YORK MUNICIPAL INCOME FUND II - Common Shares, no par value (PNI) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
861,221 shares.
The largest 10 holders included
Claybrook Capital, LLC, GUGGENHEIM CAPITAL LLC, Measured Wealth Private Client Group, LLC, Raymond James Financial Services Advisors, Inc., ROBINSON CAPITAL MANAGEMENT, LLC, MORGAN STANLEY, UBS Group AG, Thomas J. Herzfeld Advisors, Inc., Baker Avenue Asset Management, LP, and Toroso Investments, LLC.
This page lists
21
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
20
Q3 2019 holders
21
Holder diff
1
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.