Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q4 2020 13F Holders as of 31 Dec 2020
- Security type / class
- Equity / COM
- Total 13F shares
- 9,101,741
- Share change
- -2,341,827
- Total reported value
- $95,872,504
- Reported price per share
- $10.53
- Number of holders
- 79
- Value change
- -$18,482,025
- Number of buys
- 38
- Number of sells
- 37
Security identity
Holder snapshot
Report period
Q4 2020
Institutions
79
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2021
Previous quarter: Q3 2020
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
Sound Income Strategies, LLC
13D/G signal
—
Evidence rows
15
Latest as of
30 Sep 2020
13F
Highest disclosed value: $17,862,000
Showing 1-6 of 15 holder rows.
Rank 1 holder
Sound Income Strategies, LLC
13F
- Ownership
- —
- Position
- $17.86M
Rank 2 holder
Altshuler Shaham Ltd
13F
- Ownership
- —
- Position
- $15.76M
Rank 3 holder
VAN ECK ASSOCIATES CORP
13F
- Ownership
- —
- Position
- $4.28M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$17,862,000
2,116,372 shares
|
— | 30 Sep 2020 |
| Altshuler Shaham Ltd |
13F
Company
|
—
class O/S missing
|
$15,763,000
1,891,245 shares
|
— | 30 Sep 2020 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$4,284,000
507,614 shares
|
— | 30 Sep 2020 |
| LGT CAPITAL PARTNERS LTD. |
13F
Company
|
—
class O/S missing
|
$4,178,000
495,001 shares
|
— | 30 Sep 2020 |
| Pacific Ridge Capital Partners, LLC |
13F
Company
|
—
class O/S missing
|
$3,658,000
433,424 shares
|
— | 30 Sep 2020 |
| PIN OAK INVESTMENT ADVISORS INC |
13F
Company
|
—
class O/S missing
|
$3,066,000
363,381 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
79
Shares
9,101,741
Rows available
79
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
70
Q4 2020 holders
79
Holder diff
9
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 value | Q4 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend