Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q4 2020 13F Holders as of 31 Dec 2020
- Security type / class
- Equity / COM
- Total 13F shares
- 9,101,741
- Total 13F value
- $95,872,504
- Share change
- -2,341,827
- SEC-reported price per share
- $10.53
- Number of holders
- 79
- Value change
- -$18,482,025
- Number of buys
- 38
- Number of sells
- 37
Report period
Q4 2020
Institutions
79
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Sound Income Strategies, LLC
Disclosed value leader
Sound Income Strategies, LLC
Comparable rows
0/15
Latest evidence
30 Sep 2020
13F
Highest disclosed value: $17,862,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Sound Income Strategies, LLC has the largest disclosed position value at $17.86M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Sound Income Strategies, LLC's linked filing trail.
Disclosed position value
Top 5
Sound Income Strategies, LLC
$17.86M
Altshuler Shaham Ltd
$15.76M
VAN ECK ASSOCIATES CORP
$4.28M
LGT CAPITAL PARTNERS LTD.
$4.18M
Pacific Ridge Capital Partners, LLC
$3.66M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$17,862,000
2,116,372 shares
|
— | 30 Sep 2020 |
| Altshuler Shaham Ltd |
13F
Company
|
—
class O/S missing
|
$15,763,000
1,891,245 shares
|
— | 30 Sep 2020 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$4,284,000
507,614 shares
|
— | 30 Sep 2020 |
| LGT CAPITAL PARTNERS LTD. |
13F
Company
|
—
class O/S missing
|
$4,178,000
495,001 shares
|
— | 30 Sep 2020 |
| Pacific Ridge Capital Partners, LLC |
13F
Company
|
—
class O/S missing
|
$3,658,000
433,424 shares
|
— | 30 Sep 2020 |
| PIN OAK INVESTMENT ADVISORS INC |
13F
Company
|
—
class O/S missing
|
$3,066,000
363,381 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
79
Shares
9,101,741
Rows available
79
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
70
Q4 2020 holders
79
Holder diff
9
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 value | Q4 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend