Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / COM
- Total 13F shares
- 11,577,003
- Share change
- -782,211
- Total reported value
- $97,586,489
- Put/Call ratio
- 0%
- Reported price per share
- $8.44
- Number of holders
- 70
- Value change
- -$6,594,187
- Number of buys
- 28
- Number of sells
- 40
Security identity
Holder snapshot
Report period
Q3 2020
Institutions
70
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2020
Previous quarter: Q2 2020
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
Sound Income Strategies, LLC
13D/G signal
—
Evidence rows
15
Latest as of
30 Jun 2020
13F
Highest disclosed value: $17,699,000
Showing 1-6 of 15 holder rows.
Rank 1 holder
Sound Income Strategies, LLC
13F
- Ownership
- —
- Position
- $17.7M
Rank 2 holder
Altshuler Shaham Ltd
13F
- Ownership
- —
- Position
- $15.45M
Rank 3 holder
LGT CAPITAL PARTNERS LTD.
13F
- Ownership
- —
- Position
- $7.5M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$17,699,000
2,107,005 shares
|
— | 30 Jun 2020 |
| Altshuler Shaham Ltd |
13F
Company
|
—
class O/S missing
|
$15,449,000
1,891,245 shares
|
— | 30 Jun 2020 |
| LGT CAPITAL PARTNERS LTD. |
13F
Company
|
—
class O/S missing
|
$7,503,000
893,235 shares
|
— | 30 Jun 2020 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$4,095,000
487,532 shares
|
— | 30 Jun 2020 |
| Pacific Ridge Capital Partners, LLC |
13F
Company
|
—
class O/S missing
|
$3,823,000
455,168 shares
|
— | 30 Jun 2020 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$3,266,000
388,830 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
70
Shares
11,577,003
Rows available
70
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
79
Q3 2020 holders
70
Holder diff
-9
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend