Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q2 2019 13F Holders as of 30 Jun 2019
- Security type / class
- Equity / COM
- Total 13F shares
- 14,462,478
- Share change
- +293,280
- Total reported value
- $167,889,541
- Reported price per share
- $11.56
- Number of holders
- 92
- Value change
- +$2,725,167
- Number of buys
- 45
- Number of sells
- 45
Security identity
Holder snapshot
Report period
Q2 2019
Institutions
92
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2019
Previous quarter: Q1 2019
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
Altshuler Shaham Ltd
13D/G signal
—
Evidence rows
15
Latest as of
31 Mar 2019
13F
Highest disclosed value: $24,350,000
Showing 1-6 of 15 holder rows.
Rank 1 holder
Altshuler Shaham Ltd
13F
- Ownership
- —
- Position
- $24.35M
Rank 2 holder
Sound Income Strategies, LLC
13F
- Ownership
- —
- Position
- $15.02M
Rank 3 holder
LGT CAPITAL PARTNERS LTD.
13F
- Ownership
- —
- Position
- $14.05M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Altshuler Shaham Ltd |
13F
Company
|
—
class O/S missing
|
$24,350,000
1,870,212 shares
|
— | 31 Mar 2019 |
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$15,021,000
1,172,567 shares
|
— | 31 Mar 2019 |
| LGT CAPITAL PARTNERS LTD. |
13F
Company
|
—
class O/S missing
|
$14,050,000
1,096,791 shares
|
— | 31 Mar 2019 |
| Polar Capital LLP |
13F
Company
|
—
class O/S missing
|
$9,689,000
756,354 shares
|
— | 31 Mar 2019 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$9,160,000
715,031 shares
|
— | 31 Mar 2019 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
—
class O/S missing
|
$7,165,000
559,365 shares
|
— | 31 Mar 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
92
Shares
14,462,478
Rows available
92
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
99
Q2 2019 holders
92
Holder diff
-7
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 value | Q2 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend