Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q3 2019 13F Holders as of 30 Sep 2019
- Security type / class
- Equity / COM
- Total 13F shares
- 14,358,337
- Total 13F value
- $166,658,645
- Share change
- -104,041
- SEC-reported price per share
- $11.60
- Number of holders
- 92
- Value change
- -$1,201,164
- Number of buys
- 43
- Number of sells
- 40
Report period
Q3 2019
Institutions
92
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Altshuler Shaham Ltd
Disclosed value leader
Altshuler Shaham Ltd
Comparable rows
0/15
Latest evidence
30 Jun 2019
13F
Highest disclosed value: $22,492,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Altshuler Shaham Ltd has the largest disclosed position value at $22.49M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Altshuler Shaham Ltd's linked filing trail.
Disclosed position value
Top 5
Altshuler Shaham Ltd
$22.49M
Sound Income Strategies, LLC
$18.48M
LGT CAPITAL PARTNERS LTD.
$12.95M
Polar Capital LLP
$8.28M
UBS Group AG
$7.77M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Altshuler Shaham Ltd |
13F
Company
|
—
class O/S missing
|
$22,492,000
1,891,245 shares
|
— | 30 Jun 2019 |
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$18,481,000
1,598,700 shares
|
— | 30 Jun 2019 |
| LGT CAPITAL PARTNERS LTD. |
13F
Company
|
—
class O/S missing
|
$12,947,000
1,120,000 shares
|
— | 30 Jun 2019 |
| Polar Capital LLP |
13F
Company
|
—
class O/S missing
|
$8,284,000
716,590 shares
|
— | 30 Jun 2019 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$7,774,000
672,418 shares
|
— | 30 Jun 2019 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
—
class O/S missing
|
$6,490,000
561,448 shares
|
— | 30 Jun 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
92
Shares
14,358,337
Rows available
92
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
92
Q3 2019 holders
92
Holder diff
0
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 value | Q3 2019 value | Value change | Value Chg % |
|---|