What does CUSIP 70806A106 represent in this 13F holders report?

CUSIP 70806A106 is the security identifier for PFLT - PennantPark Floating Rate Capital Ltd. - COM used to aggregate holder disclosures.

How many institutions held PFLT - PennantPark Floating Rate Capital Ltd. - COM in Q4 2018?

94 institutional investors reported PFLT - PennantPark Floating Rate Capital Ltd. - COM for Q4 2018. Use the holders table for investor-level position and value details.

PennantPark Floating Rate Capital Ltd. - COM (PFLT)

CUSIP: 70806A106

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class: Equity / COM
Total 13F shares: 14,485,069
Share change: +824,685
Total reported value: $169,617,299
Price per share: $11.57
Number of holders: 94
Value change: +$9,002,277
Number of buys: 42
Number of sells: 42

Security key

70806A106

Report period

Q4 2018

Institutions

Top holders

PFLT full security history Newer quarter: Q1 2019 Previous quarter: Q3 2018 PennantPark Floating Rate Capital Ltd. SEC filings PennantPark Floating Rate Capital Ltd. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 70806A106

Newer quarter: Q1 2019 Previous quarter: Q3 2018

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Altshuler Shaham Ltd	13F	Company	— class O/S missing	1,884,256	$25,729,000	—	30 Sep 2018	13F
Sound Income Strategies, LLC	13F	Company	— class O/S missing	1,043,505	$13,722,000	—	30 Sep 2018	13F
Polar Capital LLP	13F	Company	— class O/S missing	786,685	$10,345,000	—	30 Sep 2018	13F
UBS Group AG	13F	Company	— class O/S missing	785,782	$10,333,000	—	30 Sep 2018	13F
LGT CAPITAL PARTNERS LTD.	13F	Company	— class O/S missing	770,000	$10,126,000	—	30 Sep 2018	13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F	Company	— class O/S missing	569,432	$7,488,000	—	30 Sep 2018	13F
ARES MANAGEMENT LLC	13F	Company	— class O/S missing	568,631	$7,477,000	—	30 Sep 2018	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	542,956	$7,140,000	—	30 Sep 2018	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	490,245	$6,447,000	—	30 Sep 2018	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	393,175	$5,170,000	—	30 Sep 2018	13F
Pacific Ridge Capital Partners, LLC	13F	Company	— class O/S missing	379,378	$4,989,000	—	30 Sep 2018	13F
MORGAN STANLEY	13F	Company	— class O/S missing	338,465	$4,451,000	—	30 Sep 2018	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	320,537	$4,215,000	—	30 Sep 2018	13F
Relative Value Partners Group, LLC	13F	Company	— class O/S missing	305,178	$4,042,000	—	30 Sep 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	289,573	$3,808,000	—	30 Sep 2018	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	279,540	$3,683,000	—	30 Sep 2018	13F
West Family Investments, Inc.	13F	Company	— class O/S missing	266,417	$3,505,000	—	30 Sep 2018	13F
CORBYN INVESTMENT MANAGEMENT INC/MD	13F	Company	— class O/S missing	229,346	$3,016,000	—	30 Sep 2018	13F
PIN OAK INVESTMENT ADVISORS INC	13F	Company	— class O/S missing	215,553	$2,835,000	—	30 Sep 2018	13F
BRC Group Holdings, Inc.	13F	Company	— class O/S missing	186,236	$2,449,000	—	30 Sep 2018	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	185,987	$2,446,000	—	30 Sep 2018	13F
RESOURCE AMERICA, INC.	13F	Company	— class O/S missing	164,748	$2,166,000	—	30 Sep 2018	13F
Greenwich Investment Management, Inc.	13F	Company	— class O/S missing	160,131	$2,106,000	—	30 Sep 2018	13F
Legal & General Group Plc	13F	Company	— class O/S missing	150,628	$1,982,000	—	30 Sep 2018	13F
CUE ADVISORY SERVICES, INC.	13F	Company	— class O/S missing	144,619	$1,902,000	—	30 Sep 2018	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	136,570	$1,796,000	—	30 Sep 2018	13F
Sumitomo Mitsui DS Asset Management Company, Ltd	13F	Company	— class O/S missing	126,810	$1,667,000	—	30 Sep 2018	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	122,309	$1,608,000	—	30 Sep 2018	13F
Taylor Frigon Capital Management LLC	13F	Company	— class O/S missing	110,063	$1,447,000	—	30 Sep 2018	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	108,669	$1,429,000	—	30 Sep 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	102,967	$1,353,000	—	30 Sep 2018	13F
CSS LLC/IL	13F	Company	— class O/S missing	95,954	$1,262,000	—	30 Sep 2018	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	88,312	$1,161,000	—	30 Sep 2018	13F
Monument Capital Management	13F	Company	— class O/S missing	87,355	$1,149,000	—	30 Sep 2018	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	86,901	$1,143,000	—	30 Sep 2018	13F
Freestone Capital Holdings, LLC	13F	Company	— class O/S missing	85,045	$1,119,000	—	30 Sep 2018	13F
Texas Yale Capital Corp.	13F	Company	— class O/S missing	79,444	$1,045,000	—	30 Sep 2018	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	78,252	$1,030,000	—	30 Sep 2018	13F
SHELTON CAPITAL MANAGEMENT	13F	Company	— class O/S missing	69,000	$907,000	—	30 Sep 2018	13F
Yakira Capital Management, Inc.	13F	Company	— class O/S missing	54,334	$714,000	—	30 Sep 2018	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	— class O/S missing	51,447	$677,000	—	30 Sep 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	50,750	$667,000	—	30 Sep 2018	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	42,835	$563,000	—	30 Sep 2018	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	36,006	$473,000	—	30 Sep 2018	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	33,467	$440,000	—	30 Sep 2018	13F
AllSquare Wealth Management LLC	13F	Company	— class O/S missing	31,800	$418,000	—	30 Sep 2018	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	28,246	$371,000	—	30 Sep 2018	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	27,907	$367,000	—	30 Sep 2018	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	24,959	$328,000	—	30 Sep 2018	13F
Nuveen Fund Advisors, LLC	13F	Company	— class O/S missing	21,510	$283,000	—	30 Sep 2018	13F

Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q4 2018

As of 31 Dec 2018, PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by 94 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 14,485,069 shares. The largest 10 holders included Altshuler Shaham Ltd, Sound Income Strategies, LLC, LGT CAPITAL PARTNERS LTD., ARES MANAGEMENT LLC, Polar Capital LLP, UBS Group AG, Muzinich & Co., Inc., PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Janney Montgomery Scott LLC, and Pacific Ridge Capital Partners, LLC. This page lists 94 institutional shareholders reporting positions in this security for the Q4 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

Q4 2018 holders

Holder diff

Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 Value $	Q4 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.