Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q3 2018 13F Holders as of 30 Sep 2018
- Security type / class
- Equity / COM
- Total 13F shares
- 13,524,698
- Total 13F value
- $178,843,552
- Share change
- +102,633
- SEC-reported price per share
- $13.15
- Number of holders
- 83
- Value change
- +$1,212,224
- Number of buys
- 37
- Number of sells
- 46
Report period
Q3 2018
Institutions
83
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Altshuler Shaham Ltd
Disclosed value leader
Altshuler Shaham Ltd
Comparable rows
0/15
Latest evidence
30 Jun 2018
13F
Highest disclosed value: $25,710,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Altshuler Shaham Ltd has the largest disclosed position value at $25.71M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Altshuler Shaham Ltd's linked filing trail.
Disclosed position value
Top 5
Altshuler Shaham Ltd
$25.71M
Sound Income Strategies, LLC
$12.65M
UBS Group AG
$10.79M
Polar Capital LLP
$10.75M
LGT CAPITAL PARTNERS LTD.
$8.2M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Altshuler Shaham Ltd |
13F
Company
|
—
class O/S missing
|
$25,710,000
1,907,156 shares
|
— | 30 Jun 2018 |
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$12,654,000
926,367 shares
|
— | 30 Jun 2018 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$10,790,000
789,847 shares
|
— | 30 Jun 2018 |
| Polar Capital LLP |
13F
Company
|
—
class O/S missing
|
$10,746,000
786,685 shares
|
— | 30 Jun 2018 |
| LGT CAPITAL PARTNERS LTD. |
13F
Company
|
—
class O/S missing
|
$8,196,000
600,000 shares
|
— | 30 Jun 2018 |
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$7,926,000
580,236 shares
|
— | 30 Jun 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
83
Shares
13,524,698
Rows available
83
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
94
Q3 2018 holders
83
Holder diff
-11
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 value | Q3 2018 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend