What does CUSIP 70806A106 represent in this 13F holders report?

CUSIP 70806A106 is the security identifier for PFLT - PennantPark Floating Rate Capital Ltd. - COM used to aggregate holder disclosures.

How many institutions held PFLT - PennantPark Floating Rate Capital Ltd. - COM in Q2 2018?

94 institutional investors reported PFLT - PennantPark Floating Rate Capital Ltd. - COM for Q2 2018. Use the holders table for investor-level position and value details.

PennantPark Floating Rate Capital Ltd. - COM (PFLT)

CUSIP: 70806A106

Q2 2018 13F Holders as of 30 Jun 2018

Type / Class: Equity / COM
Total 13F shares: 13,460,780
Share change: -516,527
Total reported value: $183,381,122
Put/Call ratio: 922%
Price per share: $13.66
Number of holders: 94
Value change: -$7,037,485
Number of buys: 31
Number of sells: 38

Quarterly Holders Quick Answers

What is CUSIP 70806A106?
CUSIP 70806A106 identifies PFLT - PennantPark Floating Rate Capital Ltd. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2018
Previous quarter: Q1 2018

Recent filing periods for CUSIP 70806A106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Altshuler Shaham Ltd	13F	Company	— class O/S missing	1,911,956	$24,657,000	—	31 Mar 2018	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	976,354	$12,780,000	—	31 Mar 2018	13F
Sound Income Strategies, LLC	13F	Company	— class O/S missing	837,340	$10,961,000	—	31 Mar 2018	13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F	Company	— class O/S missing	791,644	$10,363,000	—	31 Mar 2018	13F
Polar Capital LLP	13F	Company	— class O/S missing	786,685	$10,298,000	—	31 Mar 2018	13F
UBS Group AG	13F	Company	— class O/S missing	779,017	$10,197,000	—	31 Mar 2018	13F
LGT CAPITAL PARTNERS LTD.	13F	Company	— class O/S missing	600,000	$7,854,000	—	31 Mar 2018	13F
ARES MANAGEMENT LLC	13F	Company	— class O/S missing	580,236	$7,595,000	—	31 Mar 2018	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	500,264	$6,548,000	—	31 Mar 2018	13F
Pacific Ridge Capital Partners, LLC	13F	Company	— class O/S missing	382,961	$5,013,000	—	31 Mar 2018	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	382,427	$4,773,000	—	31 Mar 2018	13F
MORGAN STANLEY	13F	Company	— class O/S missing	344,650	$4,511,000	—	31 Mar 2018	13F
Relative Value Partners Group, LLC	13F	Company	— class O/S missing	319,825	$4,187,000	—	31 Mar 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	308,156	$4,034,000	—	31 Mar 2018	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	286,503	$3,750,000	—	31 Mar 2018	13F
West Family Investments, Inc.	13F	Company	— class O/S missing	266,417	$3,487,000	—	31 Mar 2018	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	255,913	$3,360,000	—	31 Mar 2018	13F
CORBYN INVESTMENT MANAGEMENT INC/MD	13F	Company	— class O/S missing	232,495	$3,043,000	—	31 Mar 2018	13F
PIN OAK INVESTMENT ADVISORS INC	13F	Company	— class O/S missing	222,758	$2,916,000	—	31 Mar 2018	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	212,351	$2,780,000	—	31 Mar 2018	13F
Greenwich Investment Management, Inc.	13F	Company	— class O/S missing	185,724	$2,431,000	—	31 Mar 2018	13F
BRC Group Holdings, Inc.	13F	Company	— class O/S missing	184,936	$2,421,000	—	31 Mar 2018	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	171,803	$2,249,000	—	31 Mar 2018	13F
RESOURCE AMERICA, INC.	13F	Company	— class O/S missing	164,748	$2,156,551	—	31 Mar 2018	13F
CUE ADVISORY SERVICES, INC.	13F	Company	— class O/S missing	152,029	$1,990,000	—	31 Mar 2018	13F
Legal & General Group Plc	13F	Company	— class O/S missing	138,047	$1,808,000	—	31 Mar 2018	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	125,152	$1,638,000	—	31 Mar 2018	13F
Taylor Frigon Capital Management LLC	13F	Company	— class O/S missing	112,440	$1,472,000	—	31 Mar 2018	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	98,346	$1,287,000	—	31 Mar 2018	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	98,206	$1,286,000	—	31 Mar 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	97,769	$1,279,000	—	31 Mar 2018	13F
CSS LLC/IL	13F	Company	— class O/S missing	95,954	$1,256,000	—	31 Mar 2018	13F
Monument Capital Management	13F	Company	— class O/S missing	94,936	$1,241,000	—	31 Mar 2018	13F
Freestone Capital Holdings, LLC	13F	Company	— class O/S missing	85,000	$1,113,000	—	31 Mar 2018	13F
WESPAC Advisors, LLC	13F	Company	— class O/S missing	82,444	$1,079,000	—	31 Mar 2018	13F
Texas Yale Capital Corp.	13F	Company	— class O/S missing	79,444	$1,040,000	—	31 Mar 2018	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	78,252	$1,024,000	—	31 Mar 2018	13F
SHELTON CAPITAL MANAGEMENT	13F	Company	— class O/S missing	69,000	$903,000	—	31 Mar 2018	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	66,286	$868,000	—	31 Mar 2018	13F
Nuveen Fund Advisors, LLC	13F	Company	— class O/S missing	65,518	$858,000	—	31 Mar 2018	13F
Yakira Capital Management, Inc.	13F	Company	— class O/S missing	54,334	$711,000	—	31 Mar 2018	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	— class O/S missing	52,246	$684,000	—	31 Mar 2018	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	50,663	$664,000	—	31 Mar 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	43,493	$569,000	—	31 Mar 2018	13F
PVG ASSET MANAGEMENT CORP	13F	Company	— class O/S missing	38,600	$505,274	—	31 Mar 2018	13F
RATIONAL ADVISORS, INC.	13F	Company	— class O/S missing	38,600	$505,000	—	31 Mar 2018	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	34,319	$449,000	—	31 Mar 2018	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	34,134	$447,000	—	31 Mar 2018	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	29,191	$382,000	—	31 Mar 2018	13F
AllSquare Wealth Management LLC	13F	Company	— class O/S missing	25,800	$338,000	—	31 Mar 2018	13F

Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q2 2018

As of 30 Jun 2018, PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by 94 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 13,460,780 shares. The largest 10 holders included Altshuler Shaham Ltd, Sound Income Strategies, LLC, UBS Group AG, Polar Capital LLP, LGT CAPITAL PARTNERS LTD., ARES MANAGEMENT LLC, Muzinich & Co., Inc., PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Janney Montgomery Scott LLC, and Pacific Ridge Capital Partners, LLC. This page lists 94 institutional shareholders reporting positions in this security for the Q2 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2018 vs Q1 2018 Across Filers

Q1 2018 holders

Q2 2018 holders

Holder diff

Investor	Q1 2018 Shares	Q2 2018 Shares	Share Diff	Share Chg %	Q1 2018 Value $	Q2 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.